| 05-03475 | 04/08/2009 | Claimant(s): George Hamboussi
Claimant Lawyers(s): James A. Prestiano
Respondent(s): Ahmed Gadelkareem, Dominick Maiorano
Respondent Lawyers(s): Ahmed Gadelkareem, Dominick Maiorano
Arbitrator(s): Marc R. Green, Richard W. Cutler, Toby Susan DeSimone
Hearing Site: New York, NY
|  | $0 |
| 08-01168 | 04/08/2009 | Claimant(s): Robert Hwang
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Orestes J. Mihaly, David I. Goldblatt, Michael J. Deodati
Hearing Site: New York, NY
| | $0 |
| 08-00325 | 04/06/2009 | Claimant(s): Hyung Kim
Claimant Lawyers(s): David Marek
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Martin Hunger, Brian S. Hamburger, Lawrence B. Schiffman
Hearing Site: New York, NY
| | |
| 03-08477 | 04/06/2009 | Claimant(s): Jack Schwartz
Claimant Lawyers(s): Laurens R. Schwartz
Respondent(s): Donald Rosenthal, Citigroup Global Markets., James Schwarz
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): John A. Borgese, Samuel B. Folsom, Herbert N. Fishman
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-01147 | 04/03/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Aimee B. Florin
Respondent(s): Jason Bajaj
Respondent Lawyers(s): Jason V. Bajaj
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | |
| 08-03674 | 04/01/2009 | Claimant(s): Jane Ricca
Claimant Lawyers(s): Jane E. Ricca
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
| | $619 |
| 08-03727 | 03/31/2009 | Claimant(s): Creative Wealth Inc.
Claimant Lawyers(s): Micheal P. Gilmore
Respondent(s): William Horbatuk
Respondent Lawyers(s): William John Horbatuk
Arbitrator(s): Joseph D. Cosgrove
Hearing Site: New York, NY
| | |
| 08-01029 | 03/30/2009 | Claimant(s): Karen Wines
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin Choi
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 08-01829 | 03/30/2009 | Claimant(s): Armodios Papagianakis
Claimant Lawyers(s): Armodios N. Papagianakis
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Russel D. Francisco
Arbitrator(s): John B. Sprung
Hearing Site: New York, NY
| | |
| 08-01148 | 03/30/2009 | Claimant(s): Gisela Selo
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Robert R. Meredith & Co..
Respondent Lawyers(s): Barbara J. Glenns
Arbitrator(s): Romaine L. Gardner, Hugh N. Fryer, Brian J. Neville
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
