| 12-02684 | 01/22/2014 | Claimant(s): Ian Greig
Claimant Lawyers(s): David A. Gehn
Respondent(s): George Kardaras
Respondent Lawyers(s): George A. Kardaras
Arbitrator(s): Robert S. Getman, Marvin G. Pickholz, Lowell D. Johnston
Hearing Site: New York, NY
|  | $535,750 |
| 13-00389 | 01/17/2014 | Claimant(s): Peter Brown
Claimant Lawyers(s): Peter Alexander Brown
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Robert G. O'Brien
Hearing Site: New York, NY
| | $0 |
| 13-01882 | 01/17/2014 | Claimant(s): Michael Caldera
Claimant Lawyers(s): Mike H. Caldera
Respondent(s): Benson York Group.
Respondent Lawyers(s): Bradford A. Miller
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
| | $0 |
| 12-02598 | 01/17/2014 | Claimant(s): Herbert Harbort
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | $0 |
| 13-00626 | 01/13/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie L. Helman
Respondent(s): Jamil Ahmed
Respondent Lawyers(s): Jamil Ahmed
Arbitrator(s): Mark Mendley
Hearing Site: New York, NY
| | $0 |
| 12-04118 | 01/08/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Peter Gambee
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Martin H. Zern, Steven J. Brill, David Jeremy Mattana
Hearing Site: New York, NY
| | $0 |
| 12-04268 | 01/08/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Richard Labriola
Respondent Lawyers(s): Richard Edward Labriola
Arbitrator(s): Vincent C. Pangia, Sandra D. Parker, David Francis MacNair
Hearing Site: New York, NY
| | $0 |
| 13-00162 | 01/08/2014 | Claimant(s): Kenneth Karetnick
Claimant Lawyers(s): Todd A. Gutfleisch
Respondent(s): James Glickenhaus, Glickenhaus & Co., Steven Green
Respondent Lawyers(s): Alan I. Raylesberg
Arbitrator(s): Irwin Kahn, Nancy S. Gerber
Hearing Site: New York, NY
| | $0 |
| 12-04119 | 01/06/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Gourd
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Mary L. Merkle, Keely D. Parr, Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 12-03730 | 12/27/2013 | Claimant(s): Hana Friedman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Rocco Papandrea
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Sandra D. Parker, Lynne M. Reid-McQueen, Michael Jaffe
Hearing Site: New York, NY
| | $0 |
