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FINRA Awards for Rocco Papandrea

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0373012/27/2013Claimant(s): Hana Friedman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Rocco Papandrea
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Sandra D. Parker, Lynne M. Reid-McQueen, Michael Jaffe
Hearing Site: New York, NY
Checkmark IconExpungement

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