| 16-02542 | 03/13/2017 | Claimant(s): Joseph Motley
Claimant Lawyers(s): Joseph Adrian Motley
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Travis McGregor
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
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| 16-02722 | 03/10/2017 | Claimant(s): First Standard Financial Company LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joel Benanti
Respondent Lawyers(s): Joel Anthony Benanti
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
| | |
| 16-01029 | 03/09/2017 | Claimant(s): Zachary Hepner
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Chimera Securities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 15-02217 | 03/08/2017 | Claimant(s): Lynda Chervil
Claimant Lawyers(s): Lynda Chervil
Respondent(s): David Prendergast, Matthew Winter, Vincent Fusco, Wilford Kavanaugh, Allstate Financial Services
Respondent Lawyers(s): J. Scott Humphrey
Arbitrator(s): Sanford S. Stevens, A. Rene Hollyer, Kim Daly Kelly
Hearing Site: New York, NY
| | |
| 16-01643 | 03/08/2017 | Claimant(s): Alan Blumenthal
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Ahmad Wares, John Coolong, Thomas Suarez, Laidlaw & Company (UK) LTD.
Respondent Lawyers(s): Ahmad Wares, Ross David Carmel, Thomas Suarez
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
|  | $0 |
| 16-02987 | 03/02/2017 | Claimant(s): Capital One Investing
Claimant Lawyers(s): Todd Ratner
Respondent(s): Daniel Nelson
Respondent Lawyers(s): Daniel Joseph Nelson
Arbitrator(s): Simon S. Kogan, Anthony Michael Sabino, Ariel Berschadsky
Hearing Site: New York, NY
| | |
| 16-02778 | 02/27/2017 | Claimant(s): Gregg Cuvin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 16-02424 | 02/24/2017 | Claimant(s): Neil Canell
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 11-03837 | 02/22/2017 | Claimant(s): Estate of Jerry Castellone, Estate of Jerry Castellone 2
Claimant Lawyers(s): Harvey Jasper, Jonathan A. Stein
Respondent(s): Chase Investment Services Corp., Chemical Bank, JP Morgan Chase & Co., JP Morgan Chase Bank & Co., JP Morgan Chase Bank NA
Respondent Lawyers(s): Michael J. Charlilo
Arbitrator(s): Ted M. Rosen, Joan M. Traub, Peter A. Kiefer
Hearing Site: New York, NY
| | $600 |
| 15-00750 | 02/17/2017 | Claimant(s): Lenford Henry
Claimant Lawyers(s): Steven Fingerhut
Respondent(s): State Farm VP Management Corp.
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): S. Charles Tabak, Richard Bryce Nesson
Hearing Site: New York, NY
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