| 18-00978 | 08/07/2018 | Claimant(s): John Quinn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Great Eastern Securities.
Respondent Lawyers(s): Jeffrey Ramson
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
| 18-00030 | 08/07/2018 | Claimant(s): Jean Giresi
Claimant Lawyers(s): Jean Giresi
Respondent(s): Gabriel Tessar, William Blackford
Respondent Lawyers(s): David J. Freniere, Gabriel Gerard Tessar
Arbitrator(s): Joseph H. Cerame
Hearing Site: New York, NY
|  | $0 |
| 18-01209 | 08/03/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Fuad Habba
Respondent Lawyers(s): Fuad Saad Habba
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | |
| 17-02416 | 08/01/2018 | Claimant(s): Jeffrey Cohen, Randy Siller
Claimant Lawyers(s): Janene Marasciullo
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 18-00182 | 08/01/2018 | Claimant(s): Amy Kornblau, David Kornblau, Joel Kornblau
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Harry Datys, Westpark Capital.
Respondent Lawyers(s): Julie Kamps
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | $300 |
| 17-01276 | 07/31/2018 | Claimant(s): Anthony Fitzhenry
Claimant Lawyers(s): Anthony Fitzhenry
Respondent(s): Bruce Guarino, Dennis Grubelic, Douglas Guarino, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Dennis Grubelic, Glen Robert Stifelman, Robert M. Bursky
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | $0 |
| 16-03300 | 07/30/2018 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY
| | |
| 17-03500 | 07/26/2018 | Claimant(s): Andrew Samalin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., First Asset Management.
Respondent Lawyers(s): Chan H. Nam, Lawrence Sandor
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
| 17-03155 | 07/25/2018 | Claimant(s): Peter Inserra
Claimant Lawyers(s): Owen Harnett
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 18-01004 | 07/25/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mohamed Yassin
Respondent Lawyers(s): Mohamed R. Yassin
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | |
