| 18-01804 | 11/19/2018 | Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pinkus
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
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| 17-00518 | 11/15/2018 | Claimant(s): Gerald Domanski, Leo Hirata, Matthew Barrett, Wei Zhuao
Claimant Lawyers(s): Gregory Noble
Respondent(s): Adrian Campbell, Rohan Barnett, Rothschild Lieberman LLC
Respondent Lawyers(s): David Bowen, Jeffrey Galvani
Arbitrator(s): Roger J. Hawke, Betty Chen, Laura Wong-Pan
Hearing Site: New York, NY
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| 17-03309 | 11/15/2018 | Claimant(s): Meridian Equity Partners.
Claimant Lawyers(s): George Brunelle
Respondent(s): George Muniz
Respondent Lawyers(s): George Luis Muniz
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
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| 18-01106 | 11/15/2018 | Claimant(s): Thomas Jordan
Claimant Lawyers(s): David M. White
Respondent(s): Morgan Stanley, Michael Goldberg, Zachary Goldberg
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
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| 17-01277 | 11/05/2018 | Claimant(s): Nicholas Finn
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria J. Kehoe
Arbitrator(s): Pamela H. Roderick, Joan M. Traub, Joseph Leo Calabrese
Hearing Site: New York, NY
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| 17-01670 | 11/05/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): David Cote
Respondent Lawyers(s): David John Cote
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
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| 18-00714 | 11/05/2018 | Claimant(s): Nicholas Tagliarino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 18-01228 | 11/02/2018 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Chase Investment Services Corp., Cetera Advisors LLC
Respondent Lawyers(s): Christina Vourakis, Thomas J. Cahill
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 18-00946 | 11/01/2018 | Claimant(s): Edward Glenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 17-00482 | 10/31/2018 | Claimant(s): Timothy Zaino
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Michael J. Dee
Arbitrator(s): Annamaria Boccia Smith, Brian John Gallagher, Jeffrey Zuckerman
Hearing Site: New York, NY
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