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FINRA Awards for Kimberly A. Gilmour

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Displaying 31-40 out of 59 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0087312/11/2017Claimant(s): Diane Whittaker
Claimant Lawyers(s): Diane I. Whittaker
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
Checkmark Icon$22,213
17-0019510/17/2017Claimant(s): UBS Financial Services Inc., UBS Credit Corporation
Claimant Lawyers(s): James L. Komie
Respondent(s): David Fagenson
Respondent Lawyers(s): David Howard Fagenson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
16-0316404/14/2017Claimant(s): Alberto Haber, Laura Gewisgold-Haber
Claimant Lawyers(s): Adam A. Hachikian
Respondent(s): UBS Financial Services Inc., Paul Campbell
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Miami, FL
Checkmark IconExpungement
16-0256003/02/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): William Fritz
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
15-0307502/21/2017Claimant(s): Carole Stanley, Tony Stanley
Claimant Lawyers(s): Russell Forkey
Respondent(s): Carmine Capone, Jason Figueroa, Paul Mante, The GMS Group
Respondent Lawyers(s): David W. Schmidt, Jason Lyn Figueroa
Arbitrator(s): Lawrence M. Green, Kimberly A. Gilmour, Toby Bartosh
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0133202/14/2017Claimant(s): Marc Silverman
Claimant Lawyers(s): Carla B. Minckley
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe
Hearing Site: Miami, FL
16-0295201/09/2017Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Roger Bell
Respondent Lawyers(s): Roger Ericson Bell
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
16-0223912/08/2016Claimant(s): Barclays Capital.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Diego Canalda
Respondent Lawyers(s): Diego Canalda
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Miami, FL
14-0312711/09/2016Claimant(s): Alisa Jaffe
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Scott Strochak
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Monica I. Salis, Raymond W. Snow, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
15-0198309/16/2016Claimant(s): Jonette Lindberg
Claimant Lawyers(s): Jonette Lindberg
Respondent(s): Jean Couturier, J.P. Morgan Securities
Respondent Lawyers(s): Patrick King
Arbitrator(s): Kimberly A. Gilmour, Alise Johnson, Robert Eugene Doyle
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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