Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00585 | 10/17/2014 | Claimant(s): The Investment Center. Claimant Lawyers(s): Douglas A. Wright Respondent(s): Michael Siegel Respondent Lawyers(s): Michael Alan Siegel Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 14-01045 | 10/10/2014 | Claimant(s): Michael Giannone Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ |  | $213 |
| 13-00808 | 10/07/2014 | Claimant(s): Vincent Vasta Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Morton S. Bunis, S. Charles Tabak, Richard C. Antonelli Hearing Site: Newark, NJ | | Expungement |
| 13-00805 | 10/03/2014 | Claimant(s): Julia Furia Claimant Lawyers(s): Joseph B. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith. Respondent Lawyers(s): Brian J. Ellis Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | | Expungement |
| 14-00224 | 10/03/2014 | Claimant(s): Richard Altschul Claimant Lawyers(s): Richard Altschul Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Michael Zwirko Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ | | $0 |
| 14-00902 | 10/02/2014 | Claimant(s): Frank Tobias Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | | $300 |
| 14-00358 | 09/30/2014 | Claimant(s): Keith Steidle Claimant Lawyers(s): Brian A. Carlis Respondent(s): Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma Arbitrator(s): Joan M. Traub, Alan Funk, David Morris Weiss Hearing Site: Newark, NJ | ||
| 14-00680 | 09/23/2014 | Claimant(s): Nancy Ferraton, Ronald Ferraton Claimant Lawyers(s): Nancy Ferraton, Ronald Ferraton Respondent(s): Jay Lustig Respondent Lawyers(s): Jay Howard Lustig Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ | | $5,573 |
| 13-01805 | 09/11/2014 | Claimant(s): Robert Regna Claimant Lawyers(s): Jeffrey W. Herrmann Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Robert E. Anderson, S. Charles Tabak, Stanley David Goldman Hearing Site: Newark, NJ | | Expungement |
| 14-00994 | 09/09/2014 | Claimant(s): Ronald Schanck Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $0 |