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FINRA Awards for Merrill Lynch Pierce Fenner & Smith.

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0080510/03/2014Claimant(s): Julia Furia
Claimant Lawyers(s): Joseph B. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
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