| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | |
| 19-00574 | 01/06/2020 | Claimant(s): David Mehler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
| | |
| 19-00104 | 10/16/2019 | Claimant(s): John Novak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s):
Hearing Site: Philadelphia, PA
| | |
| 19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie
Claimant Lawyers(s): Matthew Wolper
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
| | |
| 18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): David Means, MML Investors Services
Respondent Lawyers(s): J. David Jackson, William P. Thornton
Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal
Hearing Site: Omaha, NE
| | |
| 18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Jane Tam
Hearing Site: Richmond, VA
| | |
| 16-02543 | 09/11/2017 | Claimant(s): Paul Saltaformaggio
Claimant Lawyers(s): John W. Joyce
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton, Jr.
Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | |
| 16-00021 | 11/28/2016 | Claimant(s): Linda Anthony
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): MML Investors Services, Voya Financial Advisors.
Respondent Lawyers(s): Bryce Benson, William P. Thornton
Arbitrator(s): Dale C. Putman, Susan A. Berson, Joseph Neal Richardson
Hearing Site: Wichita, KS
|  | Expungement |
| 15-03191 | 08/09/2016 | Claimant(s): Paulette Thomas
Claimant Lawyers(s): David Neuman
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | Dismissed by Rule 12206 |
| 12-02723 | 12/04/2013 | Claimant(s): Deborah Mellis
Claimant Lawyers(s): Stephen G. Cochran
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Emily Eiselman Hunter
Hearing Site: Washington, DC
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