| 19-00456 | 09/09/2019 | Claimant(s): Glenn Hechler
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 19-00002 | 08/15/2019 | Claimant(s): Richard Libretti
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
| | |
| 15-03187 | 05/22/2019 | Claimant(s): National Securities Corporation, Forte Capital Group.
Claimant Lawyers(s): Timothy Feil
Respondent(s): Nathaniel Clay
Respondent Lawyers(s): Nathaniel Clay
Arbitrator(s): Lucienne Carasso Bulow, Douglas F. Stone, Ira S. Cure
Hearing Site: New York, NY
| | |
| 18-02903 | 05/17/2019 | Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Vfinance Investments.
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
| | |
| 16-02863 | 05/17/2019 | Claimant(s): Mark E. Viator IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Raymond C. Kerr, David C. Redford, Allan R. Lazor
Hearing Site: Houston, TX
|  | $0 |
| 18-03264 | 05/14/2019 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Continental Broker-Dealer Corp.
Respondent Lawyers(s): Emily A. Hayes, Michael Clements
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 18-02902 | 05/13/2019 | Claimant(s): Scott Shames
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, EKN Financial Services Inc.
Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | |
| 15-00734 | 04/18/2019 | Claimant(s): Gerald M. Butler, Jr. Family Trust, Jr. Marital Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): National Securities Corporation, National Asset Management
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marc Kalish, Kevin Edward Anthony, John P. Kelly
Hearing Site: Salt Lake City, UT
| | $1,145,240 |
| 18-00122 | 04/10/2019 | Claimant(s): Paula Tyler, Trustee Tyler Family Trust
Claimant Lawyers(s): Joseph S. Schuchert
Respondent(s): National Securities Corporation, Folio Investments.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mary M. O'Neil, Earl Robert Jordan, Bonnie Chavez
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02960 | 02/26/2019 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Steven Bell
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
