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FINRA Awards for John Starnes

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Displaying 11-20 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0339009/09/2014Claimant(s): Kenneth Rubin and Lisa Rubin, 2012 Rubin Family Irrevocable Trust
Claimant Lawyers(s): Robert Grundlock
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0202708/21/2014Claimant(s): Kari Taylor
Claimant Lawyers(s): Kari Taylor
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Diane Muse, Phillip Lee Scheldt, Daniel A. Kile
Hearing Site: Dallas, TX
13-0135904/10/2014Claimant(s): John F. & Tracy Stora Mayo-Smith
Claimant Lawyers(s): John F. Mayo-Smith
Respondent(s): Elizabeth Costa, Ronaldo Medalla, Stephen Tripp, William Aristizabal, Fidelity Brokerage Services
Respondent Lawyers(s): John Starnes
Arbitrator(s): Bernard M. Levine
Hearing Site: New York, NY
Checkmark Icon$18,000
12-0190603/12/2014Claimant(s): Deborah Selland, James Selland
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Jason Troth, Kyle Spahn, Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert S. McConnell, David F. Sargent, David S. Eisenberg
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
12-0410502/24/2014Claimant(s): Larry Davis
Claimant Lawyers(s): Larry Darnell Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): John J. Meyer, Earle J. Schwarz, Melva J. Harmon
Hearing Site: Jackson, MS
Checkmark Icon$0
12-0273610/17/2013Claimant(s): Michael Kalen
Claimant Lawyers(s): Michael Kalen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Samuel H. Chorches, Richard Hallett Nichol, Philip S. Walker
Hearing Site: Hartford, CT
Checkmark Icon$300
12-0093808/09/2013Claimant(s): Joyashree Guha, Mita Guha, Neela Guha, Tridib Guha
Claimant Lawyers(s): Tridib Guha
Respondent(s): David Taylor, Lucile Weed, Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Joseph M. O'Connor, Philip Aaron Tymon, Sean B. Meehan
Hearing Site: San Francisco, CA
Checkmark IconExpungement
12-0089906/06/2013Claimant(s): Joyce Selvig
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Fidelity Brokerage Services LLC, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, John Starnes
Arbitrator(s): Henry G. Nothnagel, Marilee Roberg, James A. Murphy
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0374805/28/2013Claimant(s): Frederick Kaiser
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
Checkmark Icon$600
12-0098703/05/2013Claimant(s): Edward Forman
Claimant Lawyers(s): Edward Phillip Forman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark S. Foster
Hearing Site: Kansas City, MO
Checkmark Icon$0

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