| 23-01494 | 04/25/2024 | Claimant(s): Richard Thomas
Claimant Lawyers(s): Alex Padla
Respondent(s): SunAmerica Securities., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 23-01414 | 04/10/2024 | Claimant(s): Frank Briseno, III
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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| 23-02907 | 04/03/2024 | Claimant(s): Matthew Adrian
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 23-02832 | 04/02/2024 | Claimant(s): Richard Skelton
Claimant Lawyers(s): Chad Weaver
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
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| 23-01956 | 02/21/2024 | Claimant(s): Michael Escobar
Claimant Lawyers(s): James P. Galvin
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 23-01786 | 02/05/2024 | Claimant(s): Sean Westbrook
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
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| 23-01464 | 12/28/2023 | Claimant(s): Arthur Grossbard
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., SunAmerica Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 23-01139 | 11/07/2023 | Claimant(s): Benjamin Young
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Securities America.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 23-00670 | 10/30/2023 | Claimant(s): Dianne Odom
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors
Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff
Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven
Hearing Site: Tampa, FL
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