| 14-01607 | 10/15/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Brian DeWitt, Mila DeWitt
Respondent Lawyers(s): Brian L. DeWitt
Arbitrator(s): Linda M. McCoy, E. Duane Stephens, Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | Expungement |
| 13-01854 | 09/09/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Morgan Stanley, Wai Kee Chan
Respondent Lawyers(s): Joe Gehring, Peter M. Vial
Arbitrator(s): Mary Margaret Bush, Gerald Joseph Wilfley, Urs Laeuchli
Hearing Site: Honolulu, HI
| | |
| 12-02325 | 08/25/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jonathan C. Thau
Arbitrator(s): Gary A. Hooker, James D. Murray, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
| | |
| 14-00484 | 08/22/2014 | Claimant(s): Dana and Susan Goodrich
Claimant Lawyers(s): Dana C. Goodrich
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
|  | $163 |
| 13-02499 | 08/21/2014 | Claimant(s): Amy Daniels and Wayne Daniels Joint Tena
Claimant Lawyers(s): Todd H. Lahr
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Bonnie K. Wachtel, Douglas Earl McLaren, Jean Schepers
Hearing Site: Washington, DC
| | $0 |
| 14-00662 | 08/18/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): The Solomon Living Trust
Respondent Lawyers(s): William B. Young
Arbitrator(s): Carlos Richard Mangum, James N. D'Orso, Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
| 13-03331 | 07/25/2014 | Claimant(s): Ronn Lucas
Claimant Lawyers(s): Robert Rosen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony Valenzuela
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01163 | 07/22/2014 | Claimant(s): The Delp Heritage Trust
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Kenneth J. Safran, Terrance J. Dorcy, Cyrus K. Motlagh
Hearing Site: Detroit, MI
| | $110,000 |
| 13-01672 | 07/18/2014 | Claimant(s): John Meadows, John Anthony Meadows IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Paul Lansing, Stephen L. Flint, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $30,000 |
| 13-03501 | 06/10/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael T. West
Respondent(s): Daniel Violette, Daniel M. Violette IRA Rollover
Respondent Lawyers(s): Timothy Dennin
Arbitrator(s): Martha Jeanne Wilcoxson, Thomas L. Dueber, David L. Erickson
Hearing Site: Denver, CO
| | Expungement |
