| 12-04199 | 09/20/2013 | Claimant(s): Seijin Jeong
Claimant Lawyers(s): Seijin Jeong
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
|  | $0 |
| 12-01649 | 07/16/2013 | Claimant(s): Dorie J. Hairfield, IRA, Edmond F. Christian, Richard E. Hairfield
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): James Cosby
Arbitrator(s): Stuart H. Dunn, Jane C. Carney, Norman L. Hancock
Hearing Site: Richmond, VA
| | $817,116 |
| 12-02364 | 03/14/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Robert Blaine
Respondent Lawyers(s): Robert D. Blaine
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
| | |
| 11-03029 | 01/23/2013 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Todd A Zuckerbrod
Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, Anderson & Strudwickorporated
Respondent Lawyers(s): Loren Schechter, Todd A Zuckerbrod
Arbitrator(s): John "Jack" W. Rader, Jane C. Carney, Michael J. Pasquale
Hearing Site: Richmond, VA
| | |
| 11-04572 | 12/14/2012 | Claimant(s): Peter Suyama
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Glenn M. Salvo
Arbitrator(s): Nickey D. Turner, Jane C. Carney, Charles A. Zuckerman
Hearing Site: Washington, DC
| | |
| 11-03410 | 07/12/2012 | Claimant(s): Stephen Pattison
Claimant Lawyers(s): Walter Birkel
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Merrell B. Renaud
Arbitrator(s): Paul A. Fischer, Jane C. Carney, Turna R. Lewis
Hearing Site: Washington, DC
| | |
| 11-02030 | 05/23/2012 | Claimant(s): Joyce Sills
Claimant Lawyers(s): Joyce Marie Sills
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Jason Vigunas
Arbitrator(s): Joseph A. Kenary, Jane C. Carney, John Kevin Williams
Hearing Site: Richmond, VA
| | $0 |
| 11-01628 | 04/27/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Ronald Whitley
Respondent Lawyers(s): Ronald T Whitley
Arbitrator(s): Jane C. Carney
Hearing Site: Richmond, VA
| | |
| 10-02200 | 10/05/2011 | Claimant(s): Jeremy Harvey
Claimant Lawyers(s): Steven S. Biss
Respondent(s): Karen McKinley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Jonathan S. Alcaro, Jane C. Carney, William Stephen Mailander
Hearing Site: Richmond, VA
| | $0 |
| 10-01182 | 01/31/2011 | Claimant(s): Howard Semones
Claimant Lawyers(s): Kevin W. Holt
Respondent(s): Paul Curran, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Jane C. Carney
Hearing Site: Richmond, VA
| | Expungement |
