12-02684 | 01/22/2014 | Claimant(s): Ian Greig Claimant Lawyers(s): David A. Gehn Respondent(s): George Kardaras Respondent Lawyers(s): George A. Kardaras Arbitrator(s): Robert S. Getman, Marvin G. Pickholz, Lowell D. Johnston Hearing Site: New York, NY
| | $535,750 |
13-00127 | 09/26/2013 | Claimant(s): David Tansor Claimant Lawyers(s): David A. Gehn Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Mitchell Lee Marinello Hearing Site: Milwaukee, WI
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11-02655 | 05/23/2012 | Claimant(s): Edwin Forte Claimant Lawyers(s): Adolph D. Seltzer Respondent(s): David Isolano, Max International Broker/Dealer Respondent Lawyers(s): David A. Gehn Arbitrator(s): Joseph B. Russell, Robert S. Getman, David A. Schwarz Hearing Site: New York, NY
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10-01554 | 12/14/2011 | Claimant(s): Robert Lipka Claimant Lawyers(s): Howard S. Meyers Respondent(s): Katherine Alcorn, Raymond James Financial Services. Respondent Lawyers(s): David A. Gehn, Glenn A. Duhl Arbitrator(s): Paul Weinberg, Bernard Korman, Adam M. Kauff Hearing Site: New York, NY
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11-00765 | 12/08/2011 | Claimant(s): The Poole Family Revocable Trust Claimant Lawyers(s): Jennifer J. Axel Respondent(s): Robert Carley, William Turner, Farnam Street Brokerage Company, StockCross Financial Services. Respondent Lawyers(s): David A. Gehn, Richard N. Berkshire Arbitrator(s): Katherine M. Harmeyer, Thomas P. Delnoce, Howard R. Gaines Hearing Site: Phoenix, AZ
| | $0 |
09-04246 | 02/01/2011 | Claimant(s): Diana Bennett, Martin Bennett Claimant Lawyers(s): Raji Kochhar Respondent(s): Randy Ross Respondent Lawyers(s): David A. Gehn Arbitrator(s): Dorothy F. Gray, Richard S. Peskin, Martin L. Feinberg Hearing Site: New York, NY
| | $58,000 |
10-02356 | 12/29/2010 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Daniel Catone Respondent Lawyers(s): David A. Gehn Arbitrator(s): William J. Petzel Hearing Site: San Francisco, CA
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09-04395 | 03/15/2010 | Claimant(s): Douglas Cummins Claimant Lawyers(s): Alan L. Sklover Respondent(s): Israel A. Englander & Co.. Respondent Lawyers(s): David A. Gehn Arbitrator(s): Judith E. Gross, Carolyn J. Mastropieri, Irene C. Warshauer Hearing Site: New York, NY
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04-07111 | 10/10/2007 | Claimant(s): Michael Distefano Claimant Lawyers(s): Brian J. Neville Respondent(s): David Chepauskas, Summit Equities. Respondent Lawyers(s): David A. Gehn Arbitrator(s): Harry D. Frisch, Anthony P. Connolly, Joseph F. Kelley Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |