| 20-01158 | 10/29/2020 | Claimant(s): Micahel Chadwick
Claimant Lawyers(s): Brian Luther
Respondent(s): Cambridge Investment Research., Portsmouth Financial Services
Respondent Lawyers(s): Randy Fox, Richard Kuhlman
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT
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| 20-00725 | 09/21/2020 | Claimant(s): John Girouard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 19-03405 | 07/22/2020 | Claimant(s): Casey Craig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
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| 19-03422 | 03/26/2020 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Richard Kuhlman
Respondent(s): Sanjoy Dasgupta
Respondent Lawyers(s): Sanjoy Dasgupta
Arbitrator(s): Mary C. Davis
Hearing Site: Denver, CO
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| 18-04126 | 02/13/2020 | Claimant(s): Jeffrey Walter
Claimant Lawyers(s): James L Kauffman
Respondent(s): Cambridge Investment Research., Equity Concepts
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Michael J. Henke, Carl F. Bowmer, Javier Andres Colon Volgamore
Hearing Site: Richmond, VA
|  | $0 |
| 18-04133 | 12/12/2019 | Claimant(s): James Walter
Claimant Lawyers(s): James L. Kauffman
Respondent(s): Cambridge Investment Research., Equity Concepts
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Carl F. Bowmer, Marcus G. Lashley, Peter H. Goldberg
Hearing Site: Richmond, VA
| | $0 |
| 18-04187 | 11/22/2019 | Claimant(s): Ann Berger, Eric Berger
Claimant Lawyers(s): James L Kauffman
Respondent(s): Cambridge Investment Research., Equity Concepts
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Arthur B. O'Connell, Joseph J. Dougherty, Peter H. Goldberg
Hearing Site: Richmond, VA
| | $0 |
| 19-01436 | 11/14/2019 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Kevin Johnson
Respondent Lawyers(s): Kevin L. Johnson
Arbitrator(s): Robert Steven Haught
Hearing Site: Oklahoma City, OK
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| 18-02600 | 09/27/2019 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Steven Thrush
Respondent Lawyers(s): Steven James Thrush
Arbitrator(s): Richard Marc Weinroth, Barbara Carolyn Klabacha, James St. Pierre Christian
Hearing Site: Phoenix, AZ
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| 19-01651 | 08/14/2019 | Claimant(s): Bryan Stebel
Claimant Lawyers(s): Elizabeth A. Lowery
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeanette Dennis
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
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