| 16-00191 | 06/16/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hld
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Scott Alcus
Respondent Lawyers(s): Scott Patrick Alcus
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
| | |
| 15-02297 | 03/16/2016 | Claimant(s): Dennis Coral
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 15-01022 | 02/01/2016 | Claimant(s): Roger Beckham
Claimant Lawyers(s): Scott Eichhorn
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
|  | $0 |
| 15-01971 | 09/10/2015 | Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol
Respondent(s): Carlos Freire, Carlos Ubinas Taylor, Doel Garciaromero
Respondent Lawyers(s): Ana M. Rodriguez-Rivera, Heriberto Lopez, Mauricio O. Muniz-Luciano
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
| | Expungement |
| 13-03062 | 07/28/2015 | Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez, Jose Luis Gonzalez Castaner
Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Guillermo Ramos Luina, Patrick Mair, Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
| | $250,600 |
| 14-03476 | 07/14/2015 | Claimant(s): Helena Harnash
Claimant Lawyers(s): Todd S. Roth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 11-03905 | 05/21/2015 | Claimant(s): CSCG.
Claimant Lawyers(s): Francisco J. Villarrubia
Respondent(s): UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke, Robert G. Falbisaner, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | Expungement |
| 12-02499 | 05/21/2015 | Claimant(s): Anne Unanue, Carlos Unanue, Francisco Unanue, Jorge Unanue, Jose Rivero, The Anne Marie Unanue Revocable Trust
Claimant Lawyers(s): Dennis A. Nowak
Respondent(s): Jorge Carreras, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Kevin A. Llinas, Paul J. Burkhart
Hearing Site: Miami, FL
| | $0 |
| 13-03514 | 04/07/2015 | Claimant(s): Susan Dresnick, Milton D. Lunden Trust
Claimant Lawyers(s): Susan G. Dresnick
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Fred Abramoff, Sanders Williams Gropper
Hearing Site: Miami, FL
| | Expungement |
| 13-00764 | 02/12/2015 | Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $547,432 |
