| 12-00037 | 05/28/2013 | Claimant(s): Estelle Kranzberg, Morris Kranzberg
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-03124 | 05/16/2013 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Ben Pivnick, Ben Pivnick as trustee Revocable Living
Respondent Lawyers(s): Ben Pivnick
Arbitrator(s): Mary H. Cory, Marie G. Peterson, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-03010 | 05/15/2013 | Claimant(s): Edo Smidtsrod
Claimant Lawyers(s): Edo Smidtsrod
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Ali Sabetghadam
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 12-03581 | 05/15/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Rosen
Respondent Lawyers(s): Richard Lawrence Rosen
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
| | |
| 11-02746 | 05/15/2013 | Claimant(s): Martin Shulman
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): William W. Bride, Bonnie A. Pearce, Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02444 | 05/15/2013 | Claimant(s): Alina Bolano, Andres Bolano
Claimant Lawyers(s): Lawrence A. Kellogg
Respondent(s): Michael Anton, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Carl Shechter, Stephen I. Gilman, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | $0 |
| 12-02899 | 05/14/2013 | Claimant(s): Michael Reilly, Trustee of The Reilly
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Mark C. Perry, Steven A. Hurst, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01118 | 05/06/2013 | Claimant(s): Dawn Bortman
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Henry Lucander
Respondent Lawyers(s): Henry Lucander
Arbitrator(s): Steven Gerard Goerke, Dennis M. Ross, Robert S. Shuster
Hearing Site: Boca Raton, FL
| | $110,250 |
| 12-02649 | 05/02/2013 | Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Karin Fowler
Respondent Lawyers(s): Bradford M. Gucciardo
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01713 | 04/26/2013 | Claimant(s): Ronald J. DiMaio and Annette F. DiMaio
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Mary H. Cory, Edward R. Niederriter, Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | Expungement |
