| 21-02027 | 01/27/2022 | Claimant(s): Paul DiPietro
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 20-03677 | 01/27/2022 | Claimant(s): Karim Maskatiya, MAM 1 Properties, LLLP, Karim Maskatiya Revocable Trust
Claimant Lawyers(s): Matthew J. Fisher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Matthew Haws
Arbitrator(s): Steven Gerard Goerke, Lawrence S. Silver, Leonard Michael Cusano
Hearing Site: Boca Raton, FL
|  | $0 |
| 21-01518 | 01/25/2022 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jennifer Sackett, Timothy Sackett
Respondent Lawyers(s): Jennifer Sackett, Timothy W. Sackett
Arbitrator(s): Daniel H. Yaffe, Louis David Huss, Steven Moore
Hearing Site: Boca Raton, FL
| | |
| 21-02274 | 01/21/2022 | Claimant(s): C. Weissing
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 21-01554 | 01/18/2022 | Claimant(s): Yulia Kalk
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Nicky Cheng
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 21-01890 | 01/18/2022 | Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Andrew Scheirer
Respondent Lawyers(s): Benjamin Winogard
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 21-01100 | 01/13/2022 | Claimant(s): Timothy Atyeo
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William M. Cassarini
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 20-02976 | 01/13/2022 | Claimant(s): Normando Matos
Claimant Lawyers(s): Sara Hanley
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Edward R. Niederriter, Sidney Seligman, Melanie Anne Dernis
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-02397 | 01/11/2022 | Claimant(s): Amended and Restated Julian I. Stoopler
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Gerald Silverman, Sue Ellen D'Arcangelo, Michael Bracchi
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01542 | 01/05/2022 | Claimant(s): Jennifer D. Port as Trustee, Lawrence A. Savarese, Jr. as Trustee
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Herbert Branitsky, Mitchell Stephen Feig, Margo Leslie Green
Hearing Site: Boca Raton, FL
| | Expungement |
