| 07-01585 | 02/09/2010 | Claimant(s): Alice Marsalis, Betty Hunter, Billie Wheat, George Hunter, Girven VanPatton, John Abston, Margaret Stanton, Robert Arceneaux, William Holmes
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): George A. Sawyer, Mark A. Myers, Prince C. Chambliss
Hearing Site: Jackson, MS
|  | $859,000 |
| 08-03152 | 10/27/2009 | Claimant(s): Hazel Simpson
Claimant Lawyers(s): Jason A. Richardson
Respondent(s): Ryan Orlando, Interactive Brokers
Respondent Lawyers(s): John J. Nielands, Ryan M. Orlando
Arbitrator(s): Richard C. Downing, Robert E. Graves, Lydia M. Quarles
Hearing Site: Jackson, MS
| | $997,982 |
| 08-03042 | 05/29/2009 | Claimant(s): J. Ross, Richard Ross
Claimant Lawyers(s): Jeffrey S. Evans
Respondent(s): Chris Erlewine, Curtis Ritter, E*Trade Securities LLC, Rod Webb
Respondent Lawyers(s): John Bersin, Lonnie L. Simpson
Arbitrator(s): Mark A. Myers, Robert E. Graves, Jeff A. Weill
Hearing Site: Jackson, MS
| | Stipulated Award and Expungement |
| 08-00574 | 05/14/2009 | Claimant(s): Gerald Humphries
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Edward B. Scott, J. Maxwell Williams, Robert E. Graves
Hearing Site: Jackson, MS
| | $285,222 |
| 08-03753 | 04/01/2009 | Claimant(s): Pointe Capital.
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): TB Architecture, APC
Respondent Lawyers(s): Cory B. Wilson
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
| | $0 |
| 08-00335 | 10/20/2008 | Claimant(s): Ray D. Colter, Jr. and Ruth Colter
Claimant Lawyers(s): David Newman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Edward B. Scott, Mark A. Myers, Richard J. Clement
Hearing Site: Jackson, MS
| | $0 |
| 07-00724 | 03/07/2008 | Claimant(s): Michael Bodino, Paul Westervelt, Coker, Palmer, Phillips & Mullen.
Claimant Lawyers(s): E. Barney Robinson
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Patricia C. Diak
Arbitrator(s): Frederick S. Duncan, David T. Maddux, Kenneth I. Daniels
Hearing Site: Jackson, MS
| | |
| 05-04113 | 02/22/2008 | Claimant(s): Steven and R. Alex Smith
Claimant Lawyers(s): Lee B. Rowell
Respondent(s): Putnam Retail Management, LLP
Respondent Lawyers(s): Andrew J. Hachey
Arbitrator(s): Eric Spencer Buchanan
Hearing Site: Jackson, MS
| | $0 |
| 07-00715 | 09/28/2007 | Claimant(s): Luther Oakes
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Irwin S. Sugerman, Leon T. Roberts, Sam T. Heuer
Hearing Site: Jackson, MS
| | $0 |
| 05-04107 | 08/15/2007 | Claimant(s): R. Smith, Shirley Smith
Claimant Lawyers(s): Lee B. Rowell
Respondent(s): Fred Porter, Edward Jones
Respondent Lawyers(s): John P. Sneed
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
| | $0 |
