FINRA Awards for Robert D. Sussin

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Displaying 51-60 out of 92 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00225	09/14/2018	Claimant(s): Ariel Bobroff, Gary Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
17-02236	07/16/2018	Claimant(s): Leonard Footlik Claimant Lawyers(s): Brian M. Grossman Respondent(s): Eleanor Weinstock, Morgan Stanley Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA		$0
17-03366	06/21/2018	Claimant(s): Larry Erlichman Claimant Lawyers(s): G. Thomas Fleming Respondent(s): James Gordon, Royal Alliance Associates. Respondent Lawyers(s): Kerri L. Delgado, Oliver W. Bray Arbitrator(s): Robert D. Sussin, Morris S. Getzels, Robert Edward Koondel Hearing Site: Los Angeles, CA		Expungement
16-03642	03/22/2018	Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate Claimant Lawyers(s): Gitte Pedersen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name Respondent Lawyers(s): Jennifer N. Lamirand Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman Hearing Site: Los Angeles, CA		$0
17-01290	01/24/2018	Claimant(s): Nicholas & Erika Schwartz Rev Trust Claimant Lawyers(s): Erika Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA		$300
17-02162	12/08/2017	Claimant(s): Michael Kanigher Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
17-01420	11/15/2017	Claimant(s): Anthony Guinane Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
16-00906	09/12/2017	Claimant(s): Overview Productions. Claimant Lawyers(s): Amanda L. Voivedich Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz Hearing Site: Los Angeles, CA		$135,100
16-00348	04/19/2017	Claimant(s): Steven Zap Entertainment 401(k) Profit S Claimant Lawyers(s): Cristina Hernandez Respondent(s): Alec Pedersen, Eric Smutko, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA		Expungement
16-02858	02/21/2017	Claimant(s): Karl Pettijohn Claimant Lawyers(s): Scott Rahn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA