| 18-04392 | 09/26/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Bethmarie Bohn
Arbitrator(s): Barry Goldman
Hearing Site: Cleveland, OH
| | |
| 19-00256 | 08/23/2019 | Claimant(s): Chad Andrews
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Barry Goldman
Hearing Site: Des Moines, IA
| | |
| 19-00091 | 08/06/2019 | Claimant(s): Timothy Jirak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
| | |
| 18-02951 | 04/22/2019 | Claimant(s): Shirley Kube
Claimant Lawyers(s): Shirley L. Kube
Respondent(s): Cambridge Investment Research., Robert McCalmont
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
|  | $0 |
| 18-01265 | 08/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | |
| 16-02380 | 05/21/2018 | Claimant(s): Investacorp.
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Edward Klug
Respondent Lawyers(s): Edward Arthur Klug
Arbitrator(s): Barry Goldman, Ramona V. Larson, Gerald J. Thain
Hearing Site: Milwaukee, WI
| | |
| 18-00379 | 05/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Todd Ratner
Respondent(s): Jason Beem
Respondent Lawyers(s): Jason Barton Beem
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
| | |
| 17-02819 | 03/23/2018 | Claimant(s): Richard Westin
Claimant Lawyers(s): Richard Westin
Respondent(s): J.J.B. Hilliard, W.L. Lyons, Randal Master
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
| | $300 |
| 17-00750 | 02/16/2018 | Claimant(s): Elizabeth Nickens
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): Christopher Bennett, J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Andrea M. Greene
Arbitrator(s): Sharon R. Merriman, Barry Goldman, James E. Schlottmann
Hearing Site: Louisville, KY
| | $445,000 |
| 16-01776 | 08/28/2017 | Claimant(s): Roy Gruenburg
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Anthony Mastroianni
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Lisa Sue Fildes
Hearing Site: Detroit, MI
| | $540,000 |
