14-00377 | 11/25/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mary Jo Hamill Cantu Respondent(s): Sidney Banks Respondent Lawyers(s): Sidney Eugene Banks Arbitrator(s): C. Sumpter Logan Hearing Site: Little Rock, AR
| | |
12-03351 | 10/28/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Ciana Williams Respondent(s): Janice Johnston Respondent Lawyers(s): W. Asa Hutchinson Arbitrator(s): J. Maxwell Williams Hearing Site: Little Rock, AR
| | |
13-02922 | 09/30/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Paul McCutchen Respondent Lawyers(s): Denny Sumpter Arbitrator(s): Earle J. Schwarz Hearing Site: Little Rock, AR
| | |
13-03205 | 07/24/2014 | Claimant(s): Jeffrey Carson Claimant Lawyers(s): Richard T. Donovan Respondent(s): Richard Sadowski, Todd Sadowski, G. A. Repple & Company Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Michael S. Hill, Jay R. Robinson, David Cottingham Mann Hearing Site: Little Rock, AR
| | Expungement |
12-02657 | 05/27/2014 | Claimant(s): Bethene Kimbrough Claimant Lawyers(s): Robert A. Frazier Respondent(s): Jim Blount Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Robert W. Dempsey Hearing Site: Little Rock, AR
| | Expungement |
13-02588 | 03/12/2014 | Claimant(s): Dallas Wood Claimant Lawyers(s): Dallas C. Wood Respondent(s): Yousuf Saljooki, Brookville Capital Partners Respondent Lawyers(s): Brett D. Zinner Arbitrator(s): Kimberly Renee McBride, Carolyn L. Witherspoon, Janet M. Thompson Hearing Site: Little Rock, AR
| | Expungement |
12-01887 | 06/06/2013 | Claimant(s): Rakesh Sharma Claimant Lawyers(s): Richard C. Downing Respondent(s): NSM Securities. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand Hearing Site: Little Rock, AR
| | $155,300 |
11-01461 | 05/30/2013 | Claimant(s): Commercial National Bank of Texarkana Claimant Lawyers(s): Kimberly A. Justice Respondent(s): J.P. Morgan Securities, Robert Heinz, Bear Stearns & Co.. Respondent Lawyers(s): Lauri W. Sawyer, Saul C. Belz Arbitrator(s): Julius Z. Frager, Patricia Best Vital, Elton W. Chartrand Hearing Site: Little Rock, AR
| | Expungement |
12-01533 | 01/11/2013 | Claimant(s): Andrew Clark, Melinda Clark Claimant Lawyers(s): Andrew L. Clark Respondent(s): Carl Davis, Morgan Keegan & Company. Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Frederick Michael Switzer Hearing Site: Little Rock, AR
| | $0 |
09-02092 | 10/19/2012 | Claimant(s): BOSC. Claimant Lawyers(s): Erica Anne Dorwart Respondent(s): Barry Kellerman Respondent Lawyers(s): Barry Kellerman Arbitrator(s): John Fox Arnold, Dennis Jay Capriglione, Raymond Przybylowski Hearing Site: Little Rock, AR
| | |