| 12-03351 | 10/28/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc.
Claimant Lawyers(s): Ciana Williams
Respondent(s): Janice Johnston
Respondent Lawyers(s): W. Asa Hutchinson
Arbitrator(s): J. Maxwell Williams
Hearing Site: Little Rock, AR
| | |
| 13-02922 | 09/30/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Paul McCutchen
Respondent Lawyers(s): Denny Sumpter
Arbitrator(s): Earle J. Schwarz
Hearing Site: Little Rock, AR
| | |
| 13-03205 | 07/24/2014 | Claimant(s): Jeffrey Carson
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Richard Sadowski, Todd Sadowski, G. A. Repple & Company
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Michael S. Hill, Jay R. Robinson, David Cottingham Mann
Hearing Site: Little Rock, AR
|  | Expungement |
| 12-02657 | 05/27/2014 | Claimant(s): Bethene Kimbrough
Claimant Lawyers(s): Robert A. Frazier
Respondent(s): Jim Blount
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Robert W. Dempsey
Hearing Site: Little Rock, AR
| | Expungement |
| 13-02588 | 03/12/2014 | Claimant(s): Dallas Wood
Claimant Lawyers(s): Dallas C. Wood
Respondent(s): Yousuf Saljooki, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Kimberly Renee McBride, Carolyn L. Witherspoon, Janet M. Thompson
Hearing Site: Little Rock, AR
| | Expungement |
| 12-01887 | 06/06/2013 | Claimant(s): Rakesh Sharma
Claimant Lawyers(s): Richard C. Downing
Respondent(s): NSM Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $155,300 |
| 11-01461 | 05/30/2013 | Claimant(s): Commercial National Bank of Texarkana
Claimant Lawyers(s): Kimberly A. Justice
Respondent(s): J.P. Morgan Securities, Robert Heinz, Bear Stearns & Co..
Respondent Lawyers(s): Lauri W. Sawyer, Saul C. Belz
Arbitrator(s): Julius Z. Frager, Patricia Best Vital, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | Expungement |
| 12-01533 | 01/11/2013 | Claimant(s): Andrew Clark, Melinda Clark
Claimant Lawyers(s): Andrew L. Clark
Respondent(s): Carl Davis, Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
| | $0 |
| 09-02092 | 10/19/2012 | Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Barry Kellerman
Respondent Lawyers(s): Barry Kellerman
Arbitrator(s): John Fox Arnold, Dennis Jay Capriglione, Raymond Przybylowski
Hearing Site: Little Rock, AR
| | |
| 11-04425 | 09/25/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): James Ward, Jr.
Respondent Lawyers(s): James Oather Ward
Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon
Hearing Site: Little Rock, AR
| | |
