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FINRA Awards for J.P. Morgan Securities

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Displaying 281-287 out of 287 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0110812/26/2008Claimant(s): D&H Claims Services., H&H Agency., Sterling Casualty Insurance Company
Claimant Lawyers(s): David J. Darnell
Respondent(s): J.P. Morgan Securities, Oppenheimer & Co.., Michael Horaney
Respondent Lawyers(s): Mitchell J. Albert, Neal S. Robb, Robert J. Girard
Arbitrator(s): Elliott David Finkel, Kenneth I. Rosenblum, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
Checkmark Icon$138,200
08-0110310/21/2008Claimant(s): Michael Jacobs
Claimant Lawyers(s): Michael M. Jacobs
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): David Lebowitz
Arbitrator(s): James J. Noone
Hearing Site: Newark, NJ
07-0054205/28/2008Claimant(s): Andrew Haas
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael D. Schissel
Arbitrator(s): Victoria E. Johnson, Tina L. Mitchell, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
06-0520203/06/2008Claimant(s): David Hubert
Claimant Lawyers(s): Fred Rucker
Respondent(s): Donald Kellen, J.P. Morgan Securities
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Edwin C. Shiver, Ivan Claman, Elizabeth Anne Moreno
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0441411/21/2007Claimant(s): Rosalind Drabin, Henry and Rosalind Drabin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): April M. Chung
Arbitrator(s): Melvin Jarolem, Raymond W. Snow, Mauricio Arcadier
Hearing Site: Boca Raton, FL
Checkmark Icon$571,495
05-0596510/04/2007Claimant(s): Christopher Fulco
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Daniel P. Lund, Thomas F. Fox, James McCaffrey
Hearing Site: New York, NY
06-0075608/23/2007Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Dan S. McDevitt
Respondent(s): Gregory Fisher
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Perry Lee Taylor, John C. Yeoman, Ronelle W. Genser
Hearing Site: Atlanta, GA

287 Results

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