| 23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | |
| 23-02974 | 07/02/2024 | Claimant(s): Bradley Hargrave
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Edith M. Novack, Olugbenga Sopeju, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
| | |
| 23-03242 | 06/07/2024 | Claimant(s): Jennifer Malhotra, Vineet Malhotra
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
|  | $0 |
| 24-00045 | 05/08/2024 | Claimant(s): Jody Noto, Kelly Noto
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s):
Hearing Site: Portland, OR
| | $213 |
| 23-00446 | 04/10/2024 | Claimant(s): Michael Nolan
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Edward Turner Borer, Paul J. Leis, Peter George Erdely
Hearing Site: Philadelphia, PA
| | |
| 23-02132 | 03/11/2024 | Claimant(s): Shmuel Maya
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Kimberly A. Gilmour, Adam Lawrence Frankel, Samuel Adam Katz
Hearing Site: Boca Raton, FL
| | |
| 23-02040 | 02/28/2024 | Claimant(s): Mary Moser
Claimant Lawyers(s): Mary E. Suzy Moser
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 22-01486 | 02/07/2024 | Claimant(s): Joel Santucci
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas E. Duggan, Betty Chen, Regina Waynes Joseph
Hearing Site: New York, NY
| | |
| 21-01271 | 01/26/2024 | Claimant(s): Katharine Constable
Claimant Lawyers(s): Andrew D. O'Toole
Respondent(s): Frank Epinger, J.P. Morgan Securities, Jacqueline Rahn, Jonathan Galan, Trevor Rahn
Respondent Lawyers(s): David Harrison, Dexter B. Johnson, Eugene L. Small, Michael M. Wilson
Arbitrator(s): Diane Ciccone, Steven R. Rolnick, David Adams Reif
Hearing Site: Hartford, CT
| | Expungement |
| 22-02268 | 01/05/2024 | Claimant(s): Tamir Zury
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Gary M. Landau, Richard Carl Smukler, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
