| 11-03427 | 10/01/2013 | Claimant(s): Norman Hunsinger
Claimant Lawyers(s): John R. Crayton
Respondent(s): Brian Carr
Respondent Lawyers(s): Brian P. Carr
Arbitrator(s): Robert F. Sanville, Rafael A. Porrata-Doria, Shelley J. Michaels
Hearing Site: Philadelphia, PA
|  | $294,645 |
| 13-00339 | 09/26/2013 | Claimant(s): Jill Ingerman
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-01531 | 09/23/2013 | Claimant(s): Meryl Kauff, Philip Kauff
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Felix A. Meschini, Paul Ribner, Peter A. Scarpato
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-01131 | 09/17/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Carl Watts, James Nastasi, Richard Braitman, Steven Brettler
Respondent Lawyers(s): Michael J. Dunn, Samuel P. Mauch
Arbitrator(s): Jim Geiger, Jack H. McNairy, John James McGovern
Hearing Site: Philadelphia, PA
| | |
| 13-01421 | 09/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Richard Schilling
Respondent Lawyers(s): Richard Earl Schilling
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 11-03461 | 08/14/2013 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 13-00840 | 08/12/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Richard Catanese
Respondent Lawyers(s): Richard Catanese
Arbitrator(s): Daniel J. McCarthy
Hearing Site: Philadelphia, PA
| | |
| 11-03778 | 08/01/2013 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Hare
Respondent Lawyers(s): Jeremy David Hare
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | |
| 12-01373 | 07/18/2013 | Claimant(s): Jeffrey Springer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Sheldon Seligsohn, Richard Frank Colello, David F. Griesing
Hearing Site: Philadelphia, PA
| | |
| 12-04269 | 07/15/2013 | Claimant(s): John Garvey
Claimant Lawyers(s): Christina R. LoConte
Respondent(s): Bradford Bono
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | Expungement |
