12-01357 | 11/06/2013 | Claimant(s): Thomas B. Weigand and Irene M. Weigand Claimant Lawyers(s): Ronald M. Rowars Respondent(s): Christopher Sinkula, Citigroup Global Markets., Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner, Sean J. Coughlin Arbitrator(s): James A. Collins, Robert J. Buchner, Paul J. Burkhart Hearing Site: Boca Raton, FL
| | Expungement |
12-00278 | 04/25/2013 | Claimant(s): Marc Brody Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Myron E. Levenson, Herbert Branitsky, Sonja Shuford Hearing Site: Boca Raton, FL
| | Expungement |
10-02438 | 04/22/2013 | Claimant(s): Benjamin Vinton, Benjamin Vinton III Irrevocable Trust, Yvonne J. Vinton Residential Trust, Yvonne J. Vinton Trust DTD 2/16/98 Claimant Lawyers(s): Steven D. Toskes Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Caryl S. Bernstein, Bernard Herman, Charles C. Fox Hearing Site: Wilmington, DE
| | Expungement |
10-03952 | 06/18/2012 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Robert Kampfer Respondent Lawyers(s): Robert Neal Kampfer Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
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10-04406 | 11/21/2011 | Claimant(s): Matthew Borden Claimant Lawyers(s): Adam Green Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Michael P. Marryshow Hearing Site: Philadelphia, PA
| | Expungement |
09-05762 | 08/16/2011 | Claimant(s): Michael Young Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Jason Fedo Arbitrator(s): Kathleen K. Murphy, Edward F. Koren, James T. McLaughlin Hearing Site: Philadelphia, PA
| | $804,450 |
10-01584 | 07/14/2011 | Claimant(s): Lenore Weinberg, Harold Weinberg Claimant Lawyers(s): Marc A. Weinberg Respondent(s): Bernard Snyder, Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): John J. Jordan, Jack H. McNairy, Demetrio S. Timban Hearing Site: Philadelphia, PA
| | Expungement |
09-06456 | 04/07/2011 | Claimant(s): Michael Skakun Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Scott Nuttall, Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner, Scott E Nuttall Arbitrator(s): J. Martin McDonough, Paul Weinberg, Kathleen Cawley Hearing Site: New York, NY
| | Expungement |
08-04394 | 02/28/2011 | Claimant(s): Marvin Levin and Stefani Levin Claimant Lawyers(s): Deborah R. Gross Respondent(s): David Kay, Ralph Wileczek Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon Hearing Site: Philadelphia, PA
| | $0 |
09-01400 | 11/24/2010 | Claimant(s): Kenneth Epstein Claimant Lawyers(s): Kenneth Robert Epstein Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry Hearing Site: New York, NY
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