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FINRA Awards for Paula D. Shaffner

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Displaying 21-30 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0013607/20/2020Claimant(s): Christopher Goudey, Michael Squier
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Ginene A. Lewis
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
19-0321903/27/2020Claimant(s): Daniel T. Kuhl, IRA
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Gregory P. Szuter
Hearing Site: Columbus, OH
Checkmark Icon$300
17-0294211/06/2019Claimant(s): Jerome Weiner, Sandra Weiner
Claimant Lawyers(s): Jerome Weiner
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jim Geiger, Alan J. Blocher, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0114004/04/2019Claimant(s): Harry William Tepper Trust
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
Checkmark Icon$85,061
18-0091102/15/2019Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
17-0052208/28/2018Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Leonard Michael Cusano, Sidney J. Wartel, John Rinaldi
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0309705/25/2018Claimant(s): Jacqueline Kavas, Ronald Kavas, Sharane Kavas
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Guillermo L. Bosch, John William Hannan, Timothy C Russell
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
16-0280305/12/2017Claimant(s): Judith Graf
Claimant Lawyers(s): John G. Cataldo
Respondent(s): Anthony Didonato, Gail Sokol, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keith Roberts
Hearing Site: New York, NY
Checkmark IconExpungement
13-0347805/25/2016Claimant(s): Kimberly Welsh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): B. J. Krintzman, Xiomara Corral, Thomas Matthew Madden
Hearing Site: Boston, MA
13-0076402/12/2015Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark Icon$547,432

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