Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02308 | 12/04/2023 | Claimant(s): Eric Wittenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 23-02218 | 10/13/2023 | Claimant(s): Jeffrey Klotz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 23-02022 | 10/03/2023 | Claimant(s): Charles Teixeira Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 22-02818 | 09/27/2023 | Claimant(s): Christopher Aitken, Roy Tonning Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 23-01102 | 09/01/2023 | Claimant(s): Brian Donaldson, Frank Baldwin Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 23-01264 | 08/31/2023 | Claimant(s): William Cerf Claimant Lawyers(s): Zachary M. Schmitz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-00565 | 07/25/2023 | Claimant(s): Donald Dever Claimant Lawyers(s): Gregory S. Sparer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 23-01495 | 07/24/2023 | Claimant(s): Benjamin Walker Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Nashville, TN | ||
| 22-01828 | 06/26/2023 | Claimant(s): Robert Gooden, Tonya Gooden Claimant Lawyers(s): Tonya M. Gooden Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom, Cassandra Kimberly Ward, Shaquana Ellison Hearing Site: Atlanta, GA |  | Dissmissed by Rule 12206 |
| 23-00568 | 05/19/2023 | Claimant(s): Nancy Matta Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY |