Potomac Analytics' Logo

FINRA Awards for Edward Jones

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 261-270 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0406305/27/2011Claimant(s): Delpha Potter IRA, John W. Potter IRA, R.D. Potter Living Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Bruce Martin, Patrick Gilkey, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield, Patrick W. Gilkey
Arbitrator(s): William E. Hartsfield, Preston Deaton Rigsby, Edward J. Lynch
Hearing Site: Dallas, TX
Checkmark Icon$0
10-0326605/10/2011Claimant(s): Estate of Orpheus Meranda
Claimant Lawyers(s): Jason R Creasy
Respondent(s): David Schlager, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
Checkmark IconExpungement
10-0398504/26/2011Claimant(s): Estate of Lula Mae McDonald
Claimant Lawyers(s): Patricia Coy
Respondent(s): Melanie Housden, Edward Jones
Respondent Lawyers(s): Shane Duggin
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
Checkmark Icon$15,431
10-0434104/26/2011Claimant(s): Kathleen O'Brien
Claimant Lawyers(s): Kathleen S. O'Brien
Respondent(s): Thomas Feely, Edward Jones
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
Checkmark Icon$38
10-0448003/15/2011Claimant(s): Jerome Hurt, Theresa Hurt
Claimant Lawyers(s): Sarah Mae Harless
Respondent(s): Brian Simmons, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$425
09-0427402/28/2011Claimant(s): Marc Miller
Claimant Lawyers(s): George L. Guerra
Respondent(s): Edward Jones
Respondent Lawyers(s): Jason Haselkorn
Arbitrator(s): Richard J. Fuller, Mary T. Hettig, Gerald F. Gude
Hearing Site: Tampa, FL
10-0133602/22/2011Claimant(s): Myra Pierotti
Claimant Lawyers(s): Fred M. Acuff
Respondent(s): Julia San Roman, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
Checkmark Icon$0
09-0262402/04/2011Claimant(s): Edward Jones
Claimant Lawyers(s): Michael J. Whellan
Respondent(s): Preston Rosamond, Summit Brokerage Services
Respondent Lawyers(s): Bogdan Rentea
Arbitrator(s): Edwin J. Tomko, Frances Johnson Wright, Jill M. Zacha
Hearing Site: Dallas, TX
10-0118201/31/2011Claimant(s): Howard Semones
Claimant Lawyers(s): Kevin W. Holt
Respondent(s): Paul Curran, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Jane C. Carney
Hearing Site: Richmond, VA
Checkmark IconExpungement
10-0042212/17/2010Claimant(s): Edward Jones
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): George Turak
Respondent Lawyers(s): Ivan J. Feiner
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
Checkmark Icon$0

319 Results

Display: