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FINRA Awards for Edward Jones

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Displaying 191-200 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0227210/03/2014Claimant(s): Keith Clay
Claimant Lawyers(s): Reggie Copeland
Respondent(s): Edward Jones
Respondent Lawyers(s): Trish Martin
Arbitrator(s): Walter N. Vernon, Robert J. Bohle, Harold E. MacFarland
Hearing Site: St. Louis, MO
13-0259010/01/2014Claimant(s): Jeffrey Greene, Tama Greene
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Ross W. Cannon
Hearing Site: Helena, MT
Checkmark IconExpungement
12-0425807/14/2014Claimant(s): David Clinard
Claimant Lawyers(s): Jeffrey E. Livingston
Respondent(s): Edward Jones
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Patricia Ann Tracey, David M. Pierce, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
13-0319807/02/2014Claimant(s): Lois Roben
Claimant Lawyers(s): Lois J. Roben
Respondent(s): Jeffrey Pomeroy, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Anthony J. Soukenik
Hearing Site: St. Louis, MO
Checkmark Icon$75
13-0249205/20/2014Claimant(s): Klaus Schirow, Maritta Schirow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Charles Sydnor Thompson
Hearing Site: Charlotte, NC
Checkmark Icon$0
12-0329404/11/2014Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): John Kadletz, First Allied Securities.
Respondent Lawyers(s): Gregory C. Ward, Willard R. Knox
Arbitrator(s): Herbert S. Bratt, Susan H. Schleisner, Kimberly Ann Powers
Hearing Site: Milwaukee, WI
13-0013703/03/2014Claimant(s): Cheryl Christiansen
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Terry F. Peppard, Arthur Richard Tow, Verne R. Gray
Hearing Site: Des Moines, IA
Checkmark IconExpungement
12-0277102/27/2014Claimant(s): Jamie Cullip
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
Checkmark IconExpungement
12-0136002/06/2014Claimant(s): Gail Greene, on behalf of her IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John R. Pepe, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark IconExpungement
12-0399001/22/2014Claimant(s): Margean Cress
Claimant Lawyers(s): Andrew Schermerhorn
Respondent(s): Kelly Donaldson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury
Hearing Site: Kansas City, MO
Checkmark IconExpungement

319 Results

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