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FINRA Awards for Daniel M. Yamshon

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Displaying 31-40 out of 60 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0155603/17/2020Claimant(s): Daniella Rand
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
18-0025308/29/2019Claimant(s): Sandra Althaus, Sandra Althaus IRA, Sandra Althaus Roth IRA, Sandra Althaus SEP IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Daniel M. Yamshon, David I. Levine, Michael Lancaster Garcia
Hearing Site: Reno, NV
Checkmark Icon$721,117
18-0350007/25/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kevin Jurovich
Respondent Lawyers(s): Kevin A. Jurovich
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
18-0179004/11/2019Claimant(s): Frank Auyeung
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Wells Fargo Clearing Services, Wells Fargo Investments, Banc of America Investment Services Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Randi Perry Spallina
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
17-0256701/14/2019Claimant(s): Michael Clancy
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Portland, OR
18-0155601/14/2019Claimant(s): Travis Hudak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
17-0266512/13/2018Claimant(s): Rajiv Nagesetty& Neesha Pammi RevocTrust
Claimant Lawyers(s): Rick Conway
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0126611/14/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, The Equitable Life Assurance Society
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Albuquerque, NM
16-0338809/25/2018Claimant(s): Robert Anderson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors, Raymond Kvalvog
Respondent Lawyers(s): Demian John Betz, Michael E.. Rowe
Arbitrator(s): Daniel M. Yamshon, William Michael Samsel, Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark Icon$75,384
16-0201207/02/2018Claimant(s): Alberto Fogel, Rita Bemaras De Mizrachi
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): William Ziering, Ralph A. Cotton, Daniel M. Yamshon
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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