| 13-01494 | 05/13/2016 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Andrea Morgan Greene
Respondent(s): Brian Anderson, Thomas Pewitt
Respondent Lawyers(s): Richard S. Frankowski
Arbitrator(s): Milton C. West, C. Sumpter Logan, James Edward Seale
Hearing Site: Birmingham, AL
| | |
| 15-02493 | 04/18/2016 | Claimant(s): Edward McDonough
Claimant Lawyers(s): Edward Aloysius McDonough
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Robert J. Walter, Lori Beth Kamen, John Briggs
Hearing Site: Orlando, FL
| | |
| 15-01548 | 03/31/2016 | Claimant(s): Gary Cremo
Claimant Lawyers(s): Christine A. Page
Respondent(s): Oppenheimer & Co.., Raymond James Financial Services.
Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Dana L. Bigman
Hearing Site: Los Angeles, CA
| | |
| 15-02414 | 03/22/2016 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Imtiaz Chowdhury
Respondent Lawyers(s): Lance C. Arney
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
| | |
| 14-02268 | 03/09/2016 | Claimant(s): Charles Dyer
Claimant Lawyers(s): Robert G. McIver
Respondent(s): James Brown, Kirk Smith, Raymond James Financial Services.
Respondent Lawyers(s): Kenneth W. McAllister, Robert M. Rudnicki
Arbitrator(s): Charles S. Clayton, Richard E. Miley, Stephen Gregg Ellis
Hearing Site: Raleigh, NC
| | |
| 13-00325 | 02/16/2016 | Claimant(s): David Silipigno
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Vincent C. Pangia, Ira A. Auerbach, Clifford C. Rohde
Hearing Site: Albany, NY
|  | $593,540 |
| 15-01601 | 02/01/2016 | Claimant(s): Raymond Klosz, Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Lynn Hirschfeld Brahin, George H. Perich, W Charles Curley
Hearing Site: Columbus, OH
| | |
| 15-00826 | 12/09/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Matthew Miller
Respondent Lawyers(s): Matthew C. Miller
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
| | |
| 15-01070 | 10/20/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Rhonda Matthews
Respondent Lawyers(s): Rhonda Janeen Matthews
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | |
| 14-02745 | 10/15/2015 | Claimant(s): Ida Mae Shawn, Julie Fowler
Claimant Lawyers(s): Kevin Edmundson
Respondent(s): Cecil Ross, Raymond James Financial Services.
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Harry J Saginaw, Keith L. Saunders, Jill M. Zacha
Hearing Site: Dallas, TX
| | $100,000 |
