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FINRA Awards for Morgan Keegan & Company.

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Displaying 301-310 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0165905/01/2009Claimant(s): A.B. Cover Trust, Herbert Cover III,Ttee
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Catherine E. Garas
Arbitrator(s): Jane C. Carney, Frank Warren Moore, Donita M. King
Hearing Site: Richmond, VA
Checkmark Icon$61,000
07-0325905/01/2009Claimant(s): Estate of Sarah E. Faulk
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities.
Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks
Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff
Hearing Site: Birmingham, AL
Checkmark Icon$0
08-0322204/29/2009Claimant(s): William Stackpole
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
Checkmark Icon$2,531
08-0082104/29/2009Claimant(s): David Rademacher
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Brad Rounsaville
Arbitrator(s): Frederick S. Duncan, W. Patrick Baker, Elton W. Chartrand
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0124204/27/2009Claimant(s): Gerald Sklare
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Morgan Keegan & Company., Robert Elliott
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): John P. McShane, Lawrence W. Arness, Ruth A. Blum
Hearing Site: Louisville, KY
Checkmark Icon$115,116
08-0118804/23/2009Claimant(s): Ferrell Bush, Shari Ackerman, James E. and Mary Anne Majerik
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Earle Park Kelley, J. Maxwell Williams, Richard David Schultz
Hearing Site: Birmingham, AL
Checkmark Icon$81,469
07-0357004/09/2009Claimant(s): Jerome Woods, Jr. and Dana Woods
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams
Hearing Site: Memphis, TN
Checkmark Icon$950,600
08-0171004/08/2009Claimant(s): Frank Woodhouse, Sylvia Woodhouse
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert Horton
Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac
Hearing Site: Tampa, FL
Checkmark Icon$0
08-0038803/30/2009Claimant(s): Gary Fitzgerald, Steve Fitzgerald
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Nathaniel Charles Berkowitz, William Michael Samsel, Osei J Adoma
Hearing Site: San Francisco, CA
Checkmark Icon$267,711
08-0160103/24/2009Claimant(s): Lorena J. Nicoll and Wilbur W. Nicoll
Claimant Lawyers(s): Andrew Stolfmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): John D. Porter, Irving M. Shlesinger, Stanley W. Foy
Hearing Site: Birmingham, AL
Checkmark Icon$50,000

341 Results

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