| 09-02258 | 12/17/2010 | Claimant(s): Nancy Butler, Estate of Thomas Warren Butler
Claimant Lawyers(s): K.O. Herston
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Rody P. Biggert, Paul Weinberg, Henry Kirke Cushing
Hearing Site: Nashville, TN
|  | $48,181 |
| 09-04135 | 12/17/2010 | Claimant(s): Annabelle Gaty, Jo Ann Caudill, Ted Gaty, Allenne G. Hatch, Indiv & as custodian, Craig Caudill, Ted E. Gaty as TTEE for the Allenne G.
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Tim V. Young, Allan Weiss, James A. Morrow
Hearing Site: Indianapolis, IN
| | $29,822 |
| 10-02544 | 12/17/2010 | Claimant(s): Dorothy L. Bailey
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): James N. D'Orso
Hearing Site: Memphis, TN
| | $213 |
| 08-03844 | 12/16/2010 | Claimant(s): Gary Siller, Heather Hietpas, Juanita Malone Cooper, Lauren Thompson, Leslie Siller, Michael Thompson, Thomas Thompson, Valerie Thompson
Claimant Lawyers(s): Roger B. Greenberg
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
| | $0 |
| 10-02393 | 12/15/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): Michael Leichman
Respondent Lawyers(s): Michael Alan Leichman
Arbitrator(s): Allen D. Schwartz
Hearing Site: Boca Raton, FL
| | |
| 09-03906 | 12/06/2010 | Claimant(s): Patsy Freeman, Patsy Freeman Investment Management Acco
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen C. Esposito, William M. Lacy, Leonard J. Sullivan
Hearing Site: Nashville, TN
| | $0 |
| 09-06740 | 12/06/2010 | Claimant(s): John A. Robinson, Sara L. Robinson
Claimant Lawyers(s): Diandra S Debrosse Burnley
Respondent(s): Christopher Cowing, Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Will Murphy, Lynda L. Baker, Thomas W. Allen
Hearing Site: Birmingham, AL
| | $0 |
| 10-02449 | 12/01/2010 | Claimant(s): Donald Lingle
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): William B. Kirby
Hearing Site: Boise, ID
| | $15,532 |
| 10-00620 | 11/30/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William Schmitt
Respondent(s): Robert Wilder
Respondent Lawyers(s): Robert Scott Wilder
Arbitrator(s): Michael J. Stern, Harvey R. Linder, Mohr Ernest Hill
Hearing Site: Atlanta, GA
| | |
| 08-02589 | 11/19/2010 | Claimant(s): Brenda Flautt, Frank L. Flautt,Jr. Rollover IRA, Frank L. Flautt, Jr. Revocable Trust, Flautt Family Foundation
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael Brady
Arbitrator(s): Richard W. Epstein, Martin P. Bergman, James Edward Edwards
Hearing Site: Boca Raton, FL
| | $1,826,120 |
