Potomac Analytics' Logo

FINRA Awards for Morgan Keegan & Company.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 131-140 out of 341 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0721910/24/2011Claimant(s): Andre Weiss, Andre Weiss as Cust for Sarah Weiss, Andre Weiss as Cust. for Julian P. Weiss
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL
Checkmark Icon$0
10-0351510/24/2011Claimant(s): Estelle Thompson
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): David J. Anderson, Holly A. Hart, Delores Manwar
Hearing Site: Birmingham, AL
Checkmark Icon$300
11-0174110/24/2011Claimant(s): Larry Johnson and Elizabeith Johnson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Daniel David Kopman
Hearing Site: Birmingham, AL
Checkmark Icon$425
11-0174210/20/2011Claimant(s): Beverly Vogt
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Birmingham, AL
Checkmark Icon$213
10-0153810/11/2011Claimant(s): James Clifford
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Wayne Hillis
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
Checkmark Icon$0
08-0354810/07/2011Claimant(s): Mike Sturdivant, Ygondine Sturdivant
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): R. Thomas Barksdale, Marc Kalish, David W. Dresnick
Hearing Site: Jackson, MS
Checkmark Icon$0
10-0187109/30/2011Claimant(s): Gordon Sympson, Gordon Sympson and Associates
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): James J. Ashe
Hearing Site: Nashville, TN
Checkmark Icon$8,386
11-0028009/27/2011Claimant(s): Robert Blakey
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark Icon$213
09-0255009/22/2011Claimant(s): Christian Brothers University Endowment
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Amy C. Worrell
Arbitrator(s): Jerry Schuchman, Ian S. Greig, Robert Kevin O'Mara
Hearing Site: Memphis, TN
Checkmark Icon$432,436
09-0602209/22/2011Claimant(s): Dallas Blagg, Robyn Ward-Blagg
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Robert J. Gregory, James Douglas Haigh, Sam Adatto Kayem
Hearing Site: Dallas, TX
Checkmark Icon$0

341 Results

Display: