| 10-00339 | 03/17/2011 | Claimant(s): Barbara Willis
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Leland Stevens, Great American Advisors., Interactive Financial Advisors.
Respondent Lawyers(s): James L. Kopecky, Joseph M. Callow, Steven D. Smith
Arbitrator(s): Roderick B. Mathews
Hearing Site: Richmond, VA
|  | $0 |
| 09-05568 | 02/22/2011 | Claimant(s): Nicole Secrest, William F. Runge IRA, Trust Created fbo Nicole A. Secrest, William F. Runge Revocable Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): William H. Malloy, Merle D. Rockwell, Douglas Earl McLaren
Hearing Site: Washington, DC
| | $124,156 |
| 09-06164 | 12/23/2010 | Claimant(s): The Trust FBO Dorothy S. Hellyer
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Timothy Bass
Arbitrator(s): Jane C. Carney, Peter J. Pokorny, Bryan Thomas Di Lella
Hearing Site: Washington, DC
| | $300 |
| 09-04498 | 08/26/2010 | Claimant(s): James Knell, Patricia Knell, The James W. Knell Trust, The Pat Knell Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): Wilbert H. Luck, Jacalyn R. Murray, Stephan Paul Carrier
Hearing Site: Baltimore, MD
| | $0 |
| 09-02165 | 05/24/2010 | Claimant(s): Capitol Securities Management.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Johann Nanayakkara
Respondent Lawyers(s): W. Scott Greco
Arbitrator(s): Kurt Matthew Schwartz, James A. Blalock, Lloyd M. Richardson
Hearing Site: Washington, DC
| | |
| 09-01632 | 03/04/2010 | Claimant(s): Cortney Hungerford Trust dtd 3/6/99, Morgan Hungerford Trust dtd 3/6/99
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Johnston, Lemon & Co.orporated
Respondent Lawyers(s): Douglas K. Spalding
Arbitrator(s): Wesley C. Wilson, Thomas J. Burns, Christopher M. McMurray
Hearing Site: Richmond, VA
| | $109,605 |
| 09-00745 | 01/08/2010 | Claimant(s): E. Gunter
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Michael Segal, Steve Morris, Thomas ONeill, Whitaker Securities LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter B. Vaden, William F. Etherington, John Kevin Williams
Hearing Site: Richmond, VA
| | Stipulated Award |
| 09-01811 | 09/30/2009 | Claimant(s): Sarah Carter
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): June White Dillard
Hearing Site: Washington, DC
| | $22,206 |
| 08-01448 | 02/06/2009 | Claimant(s): Lily Azmoun
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Scott & Stringfellow, Ronald Salyer
Respondent Lawyers(s): Douglas M. Palais, Ronald Leslie Salyer
Arbitrator(s): Christopher M. McMurray, Wilson Thompson, Dolores Marie Coutts
Hearing Site: Washington, DC
| | $100,225 |
| 08-00532 | 01/15/2009 | Claimant(s): Branch Avenue Plaza, L.P.
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Gary Ackerman, United Securities Alliance.
Respondent Lawyers(s): Brenda Neel Hight, Derek C. Anderson
Arbitrator(s): Glenn H. Catalano, Charles Mitchell Conover, Carl F. Bowmer
Hearing Site: Richmond, VA
| | $0 |
