| 18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle
Claimant Lawyers(s): Jesse Erdle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John K. Gisleson
Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker
Hearing Site: Buffalo, NY
|  | $0 |
| 18-04260 | 06/21/2019 | Claimant(s): Lee Miller
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 18-03012 | 04/23/2019 | Claimant(s): Martin Schroeder
Claimant Lawyers(s): Martin Lee Schroeder
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Jeffry M. Bauer, Anthony J. Bove, Michael James Malone
Hearing Site: Detroit, MI
| | |
| 18-02265 | 02/08/2019 | Claimant(s): Michael Anderson
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 17-03215 | 12/18/2018 | Claimant(s): Timothy Goggins
Claimant Lawyers(s): Matthew M. Fernholz
Respondent(s): Bradley Angeletti, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Patrick J. Lubenow
Arbitrator(s): Jeffry M. Bauer, Herbert S. Bratt, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | Expungement |
| 18-01194 | 11/15/2018 | Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde
Hearing Site: Buffalo, NY
| | |
| 18-00896 | 11/06/2018 | Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 17-02759 | 05/10/2018 | Claimant(s): Richard Meoak
Claimant Lawyers(s): Richard Meoak
Respondent(s): Martin Grattan
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $600 |
| 17-02272 | 04/11/2018 | Claimant(s): Jerome Nelson, Kathleen Nelson
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Packerland Brokerage Services., Triad Advisors.
Respondent Lawyers(s): David A. Baugh, Dennis C. Carter
Arbitrator(s): Jeffry M. Bauer, Jonathan B. Gilbert, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
| | $0 |
| 16-03214 | 05/17/2017 | Claimant(s): Daryl Debol
Claimant Lawyers(s): David R. Hudson
Respondent(s): George Case, Sharon Case
Respondent Lawyers(s): George Case, Sharon Case
Arbitrator(s): Jeffry M. Bauer, Patrick R. Sughroue, Ann Wilhelmina Kuppe
Hearing Site: Detroit, MI
| | Expungement |
