Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01029 | 10/23/2020 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 20-00590 | 09/04/2020 | Claimant(s): Louis Hill, Marsha Hill Claimant Lawyers(s): Mark E. Maddox Respondent(s): Mark Perry, Brokers International Financial Services Respondent Lawyers(s): Connie M. Fickel Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Natalie R Dickey Hearing Site: Indianapolis, IN |  | Dismissed by Rule 12206/12504 |
| 20-00502 | 08/20/2020 | Claimant(s): Joshua Barron Claimant Lawyers(s): Eric A. Michaels Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 18-03824 | 06/10/2020 | Claimant(s): Anthony Cipolla Claimant Lawyers(s): Thomas A. Brown Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James A. Joseph, Jeffry M. Bauer, Gary E Vickers Hearing Site: Buffalo, NY | ||
| 19-03458 | 05/15/2020 | Claimant(s): David Smith Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-03633 | 03/09/2020 | Claimant(s): Leslie Lauer, Steven LeClair Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Jeffry M. Bauer Hearing Site: Columbus, OH | ||
| 19-02886 | 02/03/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Michael Wilcheck Respondent Lawyers(s): Michael Wayne Wilcheck Arbitrator(s): Jeffry M. Bauer Hearing Site: Cincinnati, OH | ||
| 19-00173 | 01/02/2020 | Claimant(s): Kathy Colby Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Dominion Investor Services. Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 19-00289 | 10/28/2019 | Claimant(s): Brian Rener Claimant Lawyers(s): Audette Paul Morales Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik, John T. McGuire Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle Claimant Lawyers(s): Jesse Erdle Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John K. Gisleson Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker Hearing Site: Buffalo, NY | | $0 |