Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01906 | 09/23/2016 | Claimant(s): Mario Marelli, Sara Lord Claimant Lawyers(s): Lars K. Soreide Respondent(s): Morgan Stanley, Michael Glovas Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Pamela H. Roderick, Leslie Ruth Nydick, Veronica Ann Williams Hearing Site: New York, NY |  | $300 |
| 15-00930 | 08/03/2016 | Claimant(s): Alan Greenspan Claimant Lawyers(s): Lars K. Soreide Respondent(s): FMSBONDS. Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum Hearing Site: Boca Raton, FL | | Stipulated Award |
| 15-00695 | 07/01/2016 | Claimant(s): George Murphy & Cheryl Murphy Claimant Lawyers(s): Lars K. Soreide Respondent(s): Ameriprise Financial Services., Joseph Grund Respondent Lawyers(s): Gerry A. Giurato, Niels P. Murphy Arbitrator(s): Ellen J. Abrams, Sonja Shuford Hearing Site: Boca Raton, FL | | Expungement |
| 14-03365 | 02/08/2016 | Claimant(s): Dennis & Ninfa Fettin Claimant Lawyers(s): Lars K. Soreide Respondent(s): Morgan Stanley Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Daniel J. Pagnano, Stephen T. Johnson, Susan Meek Hearing Site: Houston, TX | | Expungement |
| 14-03719 | 02/23/2015 | Claimant(s): James Welch, Janet Welch Claimant Lawyers(s): Lars K. Soreide Respondent(s): Respondent Lawyers(s): Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | | $275,077 |
| 13-00223 | 10/08/2014 | Claimant(s): Barbara Lansdown, Roy Lansdown Claimant Lawyers(s): Lars K. Soreide Respondent(s): NSM Securities. Respondent Lawyers(s): Niyukt Bhasin Arbitrator(s): Ronald W. Devoe Hearing Site: Miami, FL | | $86,000 |
| 13-03025 | 09/25/2014 | Claimant(s): Cesar Irizarry Claimant Lawyers(s): Lars K. Soreide Respondent(s): Hector Mercado, UBS Financial Services Inc. of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR | | Expungement |
| 13-02252 | 08/15/2014 | Claimant(s): Mary Daras Claimant Lawyers(s): Lars K. Soreide Respondent(s): Edward Murphy Respondent Lawyers(s): Michael T. Murphy Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $86,000 |
| 13-01198 | 05/19/2014 | Claimant(s): Estate of Ardelle M. Correa Claimant Lawyers(s): Lars K. Soreide Respondent(s): Charles White, Barrett & Company Respondent Lawyers(s): David A. Conti Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Nancy E. Watters Hearing Site: Boston, MA | | $0 |
| 13-02315 | 03/19/2014 | Claimant(s): Sydney Crackower Claimant Lawyers(s): Lars K. Soreide Respondent(s): NFP Securities. Respondent Lawyers(s): Robin Crowin Campbell Arbitrator(s): Donald Milo Helton Hearing Site: New Orleans, LA | | $300 |