| 19-00148 | 10/14/2019 | Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 15-00802 | 06/25/2019 | Claimant(s): Frederick Blake
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Anthony Fusco, Bernardo Misseri, Brian Decker, Steven Meyer, Legend Securities.
Respondent Lawyers(s): Anthony Fusco, Bernardo Misseri, Brian K. Decker, Salvatore C. Caruso, Steven J. Meyer
Arbitrator(s): Edward R. Niederriter, Mark I. Roth, Robert J. Buchner
Hearing Site: Boca Raton, FL
|  | $967,008 |
| 18-01968 | 02/19/2019 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 18-02091 | 10/08/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Roger Bacon
Respondent Lawyers(s): Roger Mosley Bacon
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 17-03486 | 07/24/2018 | Claimant(s): Kathy Sonabend, Sol Sonabend
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kim J. Gustafson
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
| 14-01056 | 06/28/2018 | Claimant(s): Wilfredo Alvarez
Claimant Lawyers(s): Renato Barrios
Respondent(s): Ibrahim Arce, UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones-Rivera
Arbitrator(s): Jan Glenn Valecka, Edward R. Niederriter, Chris J. Conanan
Hearing Site: San Juan, PR
| | $0 |
| 16-03046 | 06/04/2018 | Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Mitchell Silverman, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller, Gianluca Morello
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00020 | 05/22/2018 | Claimant(s): Adam Goldstein, Jared Goldstein, Robert Goldstein, Estate of Herbert J. Goldstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley, Eugene Desoiza
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl Shechter, Edward R. Niederriter, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | $36,984 |
| 17-02517 | 04/30/2018 | Claimant(s): Tara Sanders
Claimant Lawyers(s): Eric Litow
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 13-00263 | 05/19/2017 | Claimant(s): Dayna Bolera, Thomas Bolera
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Gloria O. North, Ilisa J. Smukler, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
