| 20-00056 | 05/04/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum
Respondent(s): Timothy Murphy
Respondent Lawyers(s): Timothy Matthew Murphy
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 17-02728 | 04/29/2020 | Claimant(s): Audrey Niehoff
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Jeffrey Berenson, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr
Arbitrator(s): Jerome F. Crotty, Raymond P. Buschmann, Marcia Bonita Gevers
Hearing Site: Chicago, IL
|  | Dismissed by Rule 12206/12504 |
| 18-04274 | 04/29/2020 | Claimant(s): Ronald Carlson
Claimant Lawyers(s): Ronald N. Carlson
Respondent(s): Wells Fargo Clearing Services, Prudential Annuities Distributors.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul Weinberg, Joseph Benalt, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00028 | 04/28/2020 | Claimant(s): Susan Grcevich
Claimant Lawyers(s): Carter S. Plotkin
Respondent(s): Wells Fargo Clearing Services, Philip Farese
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): William M. Getzoff, Daniel R. Formeller, Lee H. Goodman
Hearing Site: Chicago, IL
| | Expungement |
| 20-00125 | 04/23/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): James McEnerney
Respondent Lawyers(s): James L. McEnerney
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
| | |
| 19-03549 | 04/17/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Garris
Respondent Lawyers(s): Michael David Garris
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
| | |
| 19-02252 | 04/10/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Eli Moeller
Respondent Lawyers(s): Eli Moeller
Arbitrator(s): Sally G. Williams
Hearing Site: San Diego, CA
| | |
| 19-03102 | 04/07/2020 | Claimant(s): Nicole McGrouther
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
| | |
| 19-03609 | 04/03/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Juan Uribe
Respondent Lawyers(s): Juan Uribe
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | |
| 20-00118 | 04/03/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Calvin Kleinmann
Respondent Lawyers(s): Calvin Ray Kleinmann
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
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