Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02808 | 07/01/2024 | Claimant(s): Michael Huttner Claimant Lawyers(s): David Allen Respondent(s): Young America Capital Respondent Lawyers(s): Maxim Nowak Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim Hearing Site: Denver, CO | ||
| 23-02858 | 06/14/2024 | Claimant(s): Amy Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Adam Michael Porter Hearing Site: Denver, CO | ||
| 22-02250 | 06/13/2024 | Claimant(s): Daniel Voigt, Lauren Voigt Claimant Lawyers(s): Daniel Voigt Respondent(s): Lion Street Financial Respondent Lawyers(s): Max C. Rudolf Arbitrator(s): Ilene T. Gormly, Andrew Barton, Robert Lee Walters Hearing Site: Denver, CO |  | Expungement |
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 23-02497 | 05/17/2024 | Claimant(s): Patrick Durst Claimant Lawyers(s): Brian Luther Respondent(s): Lifemark Securities Corp. Respondent Lawyers(s): Alex Georgiev Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 23-02464 | 05/09/2024 | Claimant(s): Christian Blees Claimant Lawyers(s): Christian W. Blees Respondent(s): David Wolfe Respondent Lawyers(s): David Sanford Wolfe Arbitrator(s): Ilene T. Gormly, Eileen Joan Carpenter, William E Murray Hearing Site: Denver, CO | ||
| 23-01345 | 05/01/2024 | Claimant(s): Alexander Hackley Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Martin M. Berliner, Leonard M. Goldstein, Adam Michael Porter Hearing Site: Denver, CO | ||
| 23-01744 | 04/22/2024 | Claimant(s): Ronald Beckner Claimant Lawyers(s): Everett Pritchard Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Michael J Norton Hearing Site: Denver, CO | ||
| 21-02684 | 04/17/2024 | Claimant(s): Steve Kramer Claimant Lawyers(s): Brandon Dei Respondent(s): Michael Finnan, Morgan Wilshire Securities. Respondent Lawyers(s): Michael John Finnan Arbitrator(s): Kendall C. Reed, Rick Gale Doty, Kimberly Johnson Hearing Site: Denver, CO | | Dismissed by Rule 12212©&12511(b) |
| 23-02834 | 04/08/2024 | Claimant(s): Melissa Devolve Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO |