Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00538 | 11/26/2019 | Claimant(s): Kent Kuhlmann Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-01360 | 11/22/2019 | Claimant(s): Terrance Arges Claimant Lawyers(s): Kevin J. Mirch Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey Hearing Site: San Diego, CA | ||
| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL | ||
| 19-00495 | 11/19/2019 | Claimant(s): Stephen Martin Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-00320 | 11/15/2019 | Claimant(s): Robert Huntley Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-01309 | 11/13/2019 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 17-00904 | 11/13/2019 | Claimant(s): Juan Angel Rodriguez, Myriam Gonzalez Claimant Lawyers(s): Lawrence Bradley Hancock Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Maryanne M. Esser, Malcolm Edwin Whittaker, Allan R. Lazor Hearing Site: Houston, TX |  | $1,554,840 |
| 18-02759 | 11/06/2019 | Claimant(s): Elizabeth Alvarez-Orozco, Michael Orozco Claimant Lawyers(s): Lars K. Soreide Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Louis David Huss Hearing Site: Miami, FL | | $0 |
| 18-04132 | 11/04/2019 | Claimant(s): Mark Law Claimant Lawyers(s): Jack J. Mazzara Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI | ||
| 19-01228 | 11/04/2019 | Claimant(s): Peter Tedstrom Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO |