| 11-01530 | 01/11/2012 | Claimant(s): Hung Tran
Claimant Lawyers(s): Barry G. Flynn
Respondent(s): Charles Hawkins, Chase Investment Services Corp.
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Michael S. Wilk
Hearing Site: Houston, TX
|  | Expungement |
| 10-05354 | 12/15/2011 | Claimant(s): Michael Subrizi
Claimant Lawyers(s): Michael Subrizi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alun W. Griffiths
Arbitrator(s): Elizabeth Gilbert, Ellyn S. Roth, Alan Gradzki
Hearing Site: New York, NY
| | |
| 09-02583 | 11/29/2011 | Claimant(s): Jose Castaneda, Felicitas Castaneda
Claimant Lawyers(s): Jose Castaneda
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Erik R. Siering, David L. Maislen, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04748 | 07/27/2011 | Claimant(s): Joseph Roe
Claimant Lawyers(s): D. Daxton White
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Richard B. Lewis
Hearing Site: Indianapolis, IN
| | $425 |
| 08-04039 | 06/10/2011 | Claimant(s): Alaina Spilkevitz
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero
Hearing Site: New York, NY
| | Expungement |
| 09-05959 | 06/06/2011 | Claimant(s): Iliana Perales
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Paul R. Garry
Arbitrator(s): Howard R. Gaines, Denis Frank, Paul T. Sachs
Hearing Site: Phoenix, AZ
| | |
| 10-00752 | 05/09/2011 | Claimant(s): Marcy Tobin, Estate of Stanley Tobin
Claimant Lawyers(s): Patrick L. Hinton
Respondent(s): Brandi Cohen, Chase Investment Services Corp.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): William J. Rex, Katherine Hendricks, Linda I. Thomas
Hearing Site: Seattle, WA
| | $0 |
| 09-06450 | 05/02/2011 | Claimant(s): Joseph Lobaito
Claimant Lawyers(s): Joseph Alfred Lobaito
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi L. Swartz
Arbitrator(s): Martin Jay Siegel, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 10-04363 | 04/20/2011 | Claimant(s): Ismail Jamoua
Claimant Lawyers(s): Ismail Jamoua
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | |
| 10-04069 | 04/04/2011 | Claimant(s): Lety E Linn, David P and Lety E Linn
Claimant Lawyers(s): David Paul Linn
Respondent(s): Chase Investment Services Corp., Tony Wittrock
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Susan M. Thevenet
Hearing Site: Denver, CO
| | $0 |
