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FINRA Awards for Oppenheimer & Co..

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Displaying 51-60 out of 309 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0146211/30/2020Claimant(s): Timothy Atyeo
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
20-0167011/25/2020Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Richard W. Cutler, Ellen Slipp, John Franklin Udochi
Hearing Site: New York, NY
20-0094211/17/2020Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
20-0171511/06/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): John Ginsbury
Respondent Lawyers(s): John Ginsbury
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Providence, RI
20-0171810/01/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Arthur Brown
Respondent Lawyers(s): Arthur T. Brown
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
20-0118409/25/2020Claimant(s): Michael Lackwood
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
20-0053409/17/2020Claimant(s): Patricia Caporizzo
Claimant Lawyers(s): Patricia A Caporizzo
Respondent(s): Alan Sokol, Carl Susnitzky, Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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19-0303808/26/2020Claimant(s): Paul Colchamiro
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
20-0114808/26/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Eric Roark
Respondent Lawyers(s): Eric T. Roark
Arbitrator(s): Eva H. Posman
Hearing Site: New York, NY
20-0074508/25/2020Claimant(s): Petar Arizanov
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY

309 Results

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