| 04-03134 | 11/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): CIBC World Markets Corp., Sami Daher
Respondent Lawyers(s): Joseph J. Sullivan, Sami N. Daher
Arbitrator(s): Steven Samson, John E. Sundeen, A. Brad Busscher
Hearing Site: Chicago, IL
| | |
| 08-00415 | 10/17/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Steven Waldman
Respondent Lawyers(s): Mark Charles
Arbitrator(s): Matthew Loguercio
Hearing Site: New York, NY
| | |
| 08-01082 | 09/26/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Peter Brown
Respondent Lawyers(s): Peter Brown
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
| | |
| 05-01538 | 08/07/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Kenneth Cecil
Respondent Lawyers(s): Jon D. Cohen
Arbitrator(s): Fay Clayton, Daniel Baruch Lidawer, Kathleen Hoey Gorr
Hearing Site: Chicago, IL
| | |
| 07-01651 | 04/25/2008 | Claimant(s): Estate of S. Saunders & Annette Saunders
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Oppenheimer & Co.., Peter Bizinkauskas
Respondent Lawyers(s): Kathy M. Klock, Mark David Hunter
Arbitrator(s): Leslie L. Cooney, Berthold T. Berkwich, Sheldon N. Reibman
Hearing Site: Boca Raton, FL
|  | $250 |
| 07-01386 | 02/05/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Schwartz
Respondent Lawyers(s): Richard A. Schwartz
Arbitrator(s): Garrick A. Rollert
Hearing Site: Detroit, MI
| | |
| 07-01734 | 11/21/2007 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Gregg Iezza
Respondent Lawyers(s): Gregg Thomas Iezza
Arbitrator(s): Laura M. Nelson
Hearing Site: Boston, MA
| | |
| 05-01488 | 10/26/2007 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Anthony DeMarco
Respondent Lawyers(s): Grover S. Parnell
Arbitrator(s): Sandor I. Rabkin, Allan E. Johnson
Hearing Site: Boston, MA
| | |
| 05-05548 | 10/23/2007 | Claimant(s): Lewis Zipkin
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Ernest Mishne, Oppenheimer & Co..
Respondent Lawyers(s): Todd A. Broski
Arbitrator(s): Frank C. Fogl, Terrence Patrick McHugh, I. Bernard Trombetta
Hearing Site: Cleveland, OH
| | Stipulated Award and Expungement |
