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FINRA Awards for SunTrust Investment Services.

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Displaying 11-20 out of 50 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0012804/29/2019Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Claire E. Meharg
Respondent(s): Jeffrey Eglow
Respondent Lawyers(s): Jeffrey Eglow
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
18-0338403/14/2019Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Claire E. Meharg
Respondent(s): Franklin Hill
Respondent Lawyers(s): Franklin Hill
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
18-0339901/22/2019Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Renata L. Sobral
Respondent(s): Timothy Johnson
Respondent Lawyers(s): Timothy Edward Johnson
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
17-0321405/11/2018Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Christian Depriest
Respondent Lawyers(s): Christian Patrick Depriest
Arbitrator(s): Robert H. Putnam
Hearing Site: Nashville, TN
17-0127103/30/2018Claimant(s): Michael Helm
Claimant Lawyers(s): Michael S Helm
Respondent(s): Elizabeth Thomas, SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Arocles Aguilar
Hearing Site: Reno, NV
Checkmark Icon$0
17-0270903/15/2018Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Eddy Blizzard
Respondent Lawyers(s): Eddy Blizzard
Arbitrator(s): Steven T. Stern
Hearing Site: Baltimore, MD
17-0032110/20/2017Claimant(s): Melissa Dano
Claimant Lawyers(s): Melissa Dano
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): James P. Kinkade, James C. Hoover, John F. Allgood
Hearing Site: Atlanta, GA
Checkmark Icon$0
14-0313805/17/2017Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): John Cote, Nicholas Macnab
Respondent Lawyers(s): Andrew Froman, Jeffrey M. Barnes
Arbitrator(s): James G. Killough, Robert N. Leitch, Peggy Lewis Kennedy
Hearing Site: Atlanta, GA
15-0320304/12/2017Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Michael Terry
Respondent Lawyers(s): Michael J. Terry
Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac
Hearing Site: Tampa, FL
15-0334402/22/2017Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Justin Hendrick
Respondent Lawyers(s): Justin Hendrick
Arbitrator(s): Richard E. Lauziere, Gregory Hunter Mathews, Linda Arlene Michler
Hearing Site: Norfolk, VA

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