Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05501 | 11/07/2011 | Claimant(s): Mercer Blankenship Claimant Lawyers(s): Sara E. Hanley Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Tim Baird Arbitrator(s): Robert T. Allen, Lynne T. Albert, Richard E. Miley Hearing Site: Charlotte, NC |  | Expungement |
| 11-02428 | 11/04/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Irene Maxwell Respondent Lawyers(s): Irene Faye Maxwell Arbitrator(s): F. Conger Fawcett Hearing Site: San Francisco, CA | ||
| 11-01811 | 11/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Monaghan Respondent Lawyers(s): Al Van Kampen Arbitrator(s): Lawrence E. Little Hearing Site: Seattle, WA | ||
| 09-06057 | 10/31/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Joseph Wagner Respondent Lawyers(s): Thomas P Silis Arbitrator(s): C. Gregory Ellison, Edward Houry, Stephan Paul Carrier Hearing Site: Washington, DC | ||
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Luis Lopez Respondent Lawyers(s): Brian Buckstein Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez Hearing Site: Miami, FL | ||
| 10-03890 | 10/21/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Andrew Quinn Respondent Lawyers(s): Stephen H. Osborne Arbitrator(s): Paul E. Dahlman Hearing Site: Reno, NV | ||
| 10-04904 | 10/21/2011 | Claimant(s): Caleb L. Batten Trust Claimant Lawyers(s): Andre R Perron Respondent(s): Wells Fargo Advisors, Mitchell Halperin Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem, Patricia Gunn, Henry A. Tenenbaum Hearing Site: Tampa, FL | | $110,271 |
| 11-01819 | 10/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Jeffrey Tock Respondent Lawyers(s): Jeffrey Scott Tock Arbitrator(s): Frank C. Fogl Hearing Site: Cleveland, OH | ||
| 09-07068 | 10/18/2011 | Claimant(s): Dan Carlyle Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Robert L. Chisolm, Robert J. Gregory, Paul L. Salzberger Hearing Site: Dallas, TX | | Expungement |
| 10-03378 | 10/18/2011 | Claimant(s): Estate of Deborah L. Stein Claimant Lawyers(s): Patrick Gaffney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brady J. Hermann Arbitrator(s): Brian J. Dunn, David J. Kaufman, James Alden Lincoln Hearing Site: Boston, MA | | $0 |